SEC Form 4 · accession 0001626509-15-000004
GLADSTONE INVESTMENT CORPORATION\DE · GAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Caren D Merrick
Director
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 11:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2015 | P | 1,965 | $7.6299 | A | 1,965 | D |
Table II — derivative securities
No Table II lines on this filing.