SEC Form 4 · accession 0000900199-17-000002
GLADSTONE INVESTMENT CORPORATION\DE · GAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Gladstone
Officer — CEO · Director
Period of report
Mar 13, 2017
Accepted (ET)
Mar 15, 2017 · 3:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2017 | P | 5,000 | $8.6968 | A | 621,973 | D |
Table II — derivative securities
No Table II lines on this filing.