SEC Form 4 · accession 0001238284-17-000003
GLADSTONE INVESTMENT CORPORATION\DE · GAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Terry Lee Brubaker
Officer — Chief Operating Officer · Director
Period of report
Mar 6, 2017
Accepted (ET)
Mar 8, 2017 · 9:41 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2017 | S | 104,936 | $9.18 | D | 34,979 | D |
Table II — derivative securities
No Table II lines on this filing.