SEC Form 4 · accession 0000900199-15-000002
GLADSTONE INVESTMENT CORPORATION\DE · GAIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Gladstone
Officer — Chief Executive Officer · Director
Period of report
Jun 15, 2015
Accepted (ET)
Jun 16, 2015 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2015 | P | 1,095 | $7.8982 | A | 369,568 | D | |
| Common Stock | Jun 15, 2015 | P | 5,026 | $7.8668 | A | 374,594 | D | |
| Common Stock | Jun 15, 2015 | P | 32,142 | $7.8607 | A | 406,736 | D | |
| Common Stock | Jun 15, 2015 | P | 117,858 | $7.8978 | A | 524,594 | D | |
| Common Stock | Jun 15, 2015 | P | 2,379 | $7.9249 | A | 526,973 | D |
Table II — derivative securities
No Table II lines on this filing.