Company · CIK 0001280784 · NYSE

Hercules Capital, Inc. · HTGC

Insider activity reported against this company. All insider holders · Files at: BOX. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $176k · 3sales $533k · 9net −$357k

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Sep 17, 2026 AForm 4 →	Sep 21, 6:58 pm EDT	Alfred FicheraDirector	3,483	$17.76	$61,858	3,483	—
Sep 9, 2026 FForm 4 →	Sep 11, 9:50 am EDT	Seth H MeyerPresident	5	$17.61	$88	435,600	—
Jul 9, 2026 FForm 4 →	Jul 13, 2:41 pm EDT	Christian FollmannChief Operating Officer	2,798	$15.69	$43,901	144,539	—
Jul 9, 2026 FForm 4 →	Jul 13, 2:39 pm EDT	Seth H MeyerPresident	6,469	$15.69	$101,499	435,605	—
Jul 9, 2026 FForm 4 →	Jul 13, 2:38 pm EDT	Scott BluesteinChief Executive Officer, Director	20,393	$15.69	$319,966	2,475,593	—
Jul 9, 2026 FForm 4 →	Jul 13, 2:36 pm EDT	Kiersten Zaza BotelhoChief Legal Officer & CCO	1,974	$15.69	$30,972	89,388	—
Jun 18, 2026 AForm 4 →	Jun 23, 11:22 am EDT	Robert P BadavasDirector	3,873	$15.49	$59,993	8,943	—
Jun 18, 2026 AForm 4 →	Jun 23, 11:10 am EDT	Robert P BadavasDirector	3,873	$15.49	$59,993	8,943	—
Jun 18, 2026 AForm 4 →	Jun 23, 11:08 am EDT	Robert P BadavasDirector	3,873	$15.49	$59,993	8,943	—
Jun 18, 2026 AForm 4 →	Jun 23, 11:07 am EDT	Robert P BadavasDirector	3,873	$15.49	$59,993	8,943	—
Jun 9, 2026 FForm 4 →	Jun 10, 6:27 pm EDT	Seth H MeyerChief Financial Officer	5	$15.45	$77	442,074	—
Mar 11, 2019 AForm 4 →	Mar 13, 4:35 pm EDT	Jorge TitingerDirector	90	$13.47	$1,212	3,994	—	plan?
Mar 11, 2019 AForm 4 →	Mar 13, 4:34 pm EDT	Bradford C. KoenigDirector	238	$13.47	$3,206	10,549	—	plan?
Mar 11, 2019 AForm 4 →	Mar 13, 4:33 pm EDT	Doreen Woo HoDirector	90	$13.47	$1,212	12,230	—	plan?
Mar 11, 2019 AForm 4 →	Mar 13, 4:32 pm EDT	Thomas J FallonDirector	96	$13.47	$1,293	40,955	—	plan?
Mar 11, 2019 AForm 4 →	Mar 13, 4:32 pm EDT	Robert P BadavasDirector	3,469	$13.47	$46,727	151,801	—	plan?
Mar 11, 2019 AForm 4 →	Mar 13, 4:31 pm EDT	Manuel A HenriquezChairman & CEO, Director	28,766	$13.47	$387,478	1,278,760	—	plan?
Mar 11, 2019 AForm 4 →	Mar 13, 4:30 pm EDT	Melanie GraceGeneral Counsel & CCO	1,234	$13.47	$16,622	54,936	—	plan?
Mar 11, 2019 AForm 4 →	Mar 13, 4:28 pm EDT	Scott BluesteinChief Investment Officer	11,454	$13.47	$154,285	509,187	—	plan?
Jan 31, 2019 AForm 4 →	Feb 4, 4:38 pm EST	Manuel A HenriquezChairman & CEO, Director	570,776	$13.14	$7,499,997	1,249,994	—	plan?
Jan 31, 2019 AForm 4 →	Feb 4, 4:37 pm EST	Scott BluesteinChief Investment Officer	247,336	$13.14	$3,249,995	497,733	—	plan?
Jan 31, 2019 AForm 4 →	Feb 4, 4:36 pm EST	Melanie GraceGeneral Counsel & CCO	14,018	$13.14	$184,197	53,702	—	plan?
Jan 9, 2019 FForm 4 →	Jan 11, 5:15 pm EST	Scott BluesteinChief Investment Officer	12,027	$12.06	$145,016	270,438	—	plan?
Jan 9, 2019 FForm 4 →	Jan 11, 5:14 pm EST	Melanie GraceGeneral Counsel & CCO	2,212	$12.05	$26,648	22,940	—	plan?
Jan 9, 2019 FForm 4 →	Jan 11, 5:13 pm EST	Manuel A HenriquezChairman & CEO, Director	39,865	$12.06	$480,682	1,982,217	—	plan?
Nov 19, 2018 AForm 4/A →	Dec 10, 4:22 pm EST	Robert P BadavasDirector	3,855	$12.28	$47,339	148,332	—	plan?
Nov 19, 2018 AForm 4 →	Dec 10, 4:19 pm EST	Joseph F HoffmanDirector	102	$12.28	$1,253	24,382	—	plan? late
Nov 19, 2018 AForm 4 →	Dec 10, 4:18 pm EST	Jorge TitingerDirector	102	$12.28	$1,253	3,904	—	plan? late
Nov 19, 2018 AForm 4 →	Dec 10, 4:17 pm EST	Doreen Woo HoDirector	102	$12.28	$1,253	11,140	—	plan? late
Nov 19, 2018 AForm 4 →	Nov 21, 4:31 pm EST	Manuel A HenriquezChairman & CEO, Director	17,773	$12.28	$218,252	679,218	—	plan?
Nov 19, 2018 AForm 4 →	Nov 21, 4:30 pm EST	Melanie GraceGeneral Counsel & CCO	1,037	$12.28	$12,734	39,684	—	plan?
Nov 19, 2018 AForm 4 →	Nov 21, 4:29 pm EST	Scott BluesteinChief Investment Officer	6,552	$12.28	$80,459	250,397	—	plan?
Nov 19, 2018 AForm 4 →	Nov 21, 4:29 pm EST	Robert P BadavasDirector	3,627	$12.28	$44,540	147,998	—	plan? amended
Nov 6, 2018 AForm 4 →	Feb 4, 2019, 4:39 pm EST	Doreen Woo HoDirector	1,000	$11.71	$11,705	12,140	—	plan? late
Oct 10, 2018 DForm 4 →	Oct 15, 1:26 pm EDT	Melanie GraceGeneral Counsel & CCO	300	$12.80	$3,840	25,152	—	plan? late
Oct 10, 2018 DForm 4 →	Oct 15, 1:25 pm EDT	Manuel A HenriquezChairman & CEO, Director	13,780	$12.80	$176,384	2,022,082	—	plan? late
Oct 10, 2018 DForm 4 →	Oct 15, 1:23 pm EDT	Scott BluesteinChief Investment Officer	3,853	$12.80	$49,318	282,465	—	plan? late
Sep 17, 2018 DForm 4 →	Sep 19, 4:58 pm EDT	Melanie GraceGeneral Counsel & CCO	319	$13.15	$4,195	25,452	—	plan?
Sep 17, 2018 AForm 4 →	Sep 19, 4:57 pm EDT	Bradford C. KoenigDirector	3,802	$13.15	$49,996	9,901	—	plan?
Sep 17, 2018 AForm 4 →	Sep 19, 4:56 pm EDT	Jorge TitingerDirector	3,802	$13.15	$49,996	3,802	—	plan?
Sep 17, 2018 AForm 4 →	Sep 19, 4:55 pm EDT	Joseph F HoffmanDirector	3,802	$13.15	$49,996	24,280	—	plan?
Sep 17, 2018 AForm 4 →	Sep 19, 4:54 pm EDT	Doreen Woo HoDirector	3,802	$13.15	$49,996	11,038	—	plan?
Sep 17, 2018 AForm 4 →	Sep 19, 4:53 pm EDT	Thomas J FallonDirector	3,802	$13.15	$49,996	40,514	—	plan?
Sep 17, 2018 AForm 4 →	Sep 19, 4:53 pm EDT	Robert P BadavasDirector	3,802	$13.15	$49,996	144,371	—	plan?
Aug 20, 2018 AForm 4 →	Dec 10, 4:24 pm EST	Thomas J FallonDirector	345	$12.65	$4,363	40,859	—	plan? late
Aug 20, 2018 AForm 4/A →	Dec 10, 4:23 pm EST	Robert P BadavasDirector	3,133	$13.42	$42,045	140,675	—	plan?
Aug 20, 2018 AForm 4 →	Dec 10, 4:21 pm EST	Bradford C. KoenigDirector	410	$12.67	$5,196	10,311	—	plan? late
Aug 20, 2018 AForm 4/A →	Nov 21, 4:28 pm EST	Manuel A HenriquezChairman & CEO, Director	14,933	$13.42	$200,401	661,445	—	plan?
Aug 20, 2018 AForm 4/A →	Nov 21, 4:27 pm EST	Melanie GraceGeneral Counsel & CCO	871	$13.42	$11,689	38,647	—	plan?
Aug 20, 2018 AForm 4/A →	Nov 21, 4:25 pm EST	Scott BluesteinChief Investment Officer	5,504	$13.42	$73,864	243,845	—	plan?
Aug 20, 2018 AForm 4 →	Aug 21, 12:53 pm EDT	Scott BluesteinChief Investment Officer	5,497	$13.44	$73,880	243,838	—	plan? amended
Aug 20, 2018 AForm 4 →	Aug 21, 12:52 pm EDT	Melanie GraceGeneral Counsel & CCO	871	$13.44	$11,706	38,647	—	plan? amended
Aug 20, 2018 AForm 4 →	Aug 21, 12:51 pm EDT	Manuel A HenriquezChairman & CEO, Director	14,912	$13.44	$200,417	661,424	—	plan? amended
Aug 20, 2018 AForm 4 →	Aug 21, 12:50 pm EDT	Gerard R Waldt Jr.Interim Chief Accounting Off	185	$13.44	$2,486	8,243	—	plan?
Aug 20, 2018 AForm 4 →	Aug 21, 12:48 pm EDT	Robert P BadavasDirector	3,027	$13.44	$40,683	140,569	—	plan? amended
Jul 11, 2018 AForm 4 →	Jul 12, 1:51 pm EDT	Robert P BadavasDirector	4,580	$12.98	$59,448	137,542	—	plan?
Jul 11, 2018 AForm 4 →	Jul 12, 1:50 pm EDT	Thomas J FallonDirector	4,754	$12.98	$61,707	36,712	—	plan?
Jul 11, 2018 AForm 4 →	Jul 12, 1:49 pm EDT	Bradford C. KoenigDirector	6,099	$12.98	$79,165	6,099	—	plan?
Jul 10, 2018 DForm 4 →	Jul 12, 1:48 pm EDT	Scott BluesteinChief Investment Officer	3,853	$12.93	$49,819	286,318	—	plan?
Jul 10, 2018 DForm 4 →	Jul 12, 1:47 pm EDT	Manuel A HenriquezChairman & CEO, Director	13,780	$12.93	$178,175	2,035,862	—	plan?
Jul 10, 2018 DForm 4 →	Jul 12, 1:46 pm EDT	Melanie GraceGeneral Counsel & CCO	300	$12.93	$3,879	25,771	—	plan?
Jun 17, 2018 FForm 4 →	Jun 18, 5:59 pm EDT	Melanie GraceGeneral Counsel & CCO	280	$12.52	$3,506	26,071	—	plan?
May 21, 2018 AForm 4 →	May 23, 4:20 pm EDT	Allyn C WoodwardDirector	1,485	$12.40	$18,414	262,309	—	plan?
May 21, 2018 AForm 4 →	May 23, 4:19 pm EDT	Robert P BadavasDirector	3,219	$12.40	$39,916	132,962	—	plan?
May 21, 2018 AForm 4 →	May 23, 4:18 pm EDT	Thomas J FallonDirector	42	$12.40	$521	31,958	—	plan?
May 21, 2018 AForm 4 →	May 21, 4:23 pm EDT	Manuel A HenriquezChairman & CEO, Director	15,768	$12.40	$195,523	646,512	—	plan?
May 21, 2018 AForm 4 →	May 21, 4:22 pm EDT	Scott BluesteinChief Investment Officer	5,813	$12.40	$72,081	238,341	—	plan?
May 21, 2018 AForm 4 →	May 21, 4:21 pm EDT	Melanie GraceGeneral Counsel & CCO	921	$12.40	$11,420	37,776	—	plan?
May 21, 2018 AForm 4 →	May 21, 4:20 pm EDT	Gerard R Waldt Jr.Interim Chief Accounting Off	196	$12.40	$2,430	8,058	—	plan?
Apr 10, 2018 FForm 4 →	Apr 12, 4:24 pm EDT	Melanie GraceGeneral Counsel & CCO	263	$12.09	$3,180	26,351	—	plan?
Apr 10, 2018 FForm 4 →	Apr 12, 4:23 pm EDT	Manuel A HenriquezChairman & CEO, Director	13,780	$12.09	$166,600	2,049,642	—	plan?
Apr 10, 2018 FForm 4 →	Apr 12, 4:22 pm EDT	Scott BluesteinChief Investment Officer	3,834	$12.09	$46,353	290,171	—	plan?
Mar 17, 2018 FForm 4 →	Mar 19, 4:37 pm EDT	Melanie GraceGeneral Counsel & CCO	280	$12.03	$3,368	26,614	—	plan?
Mar 12, 2018 AForm 4 →	Mar 14, 4:33 pm EDT	Robert P BadavasDirector	3,238	$12.27	$39,730	129,743	—	plan?
Mar 12, 2018 AForm 4 →	Mar 14, 4:32 pm EDT	Scott BluesteinChief Investment Officer	5,729	$12.27	$70,295	232,528	—	plan?
Mar 12, 2018 AForm 4 →	Mar 14, 4:31 pm EDT	Thomas J FallonDirector	42	$12.27	$515	31,916	—	plan?
Mar 12, 2018 AForm 4 →	Mar 14, 4:30 pm EDT	Allyn C WoodwardDirector	1,467	$12.27	$18,000	260,824	—	plan?
Mar 12, 2018 AForm 4 →	Mar 14, 4:28 pm EDT	Melanie GraceGeneral Counsel & CCO	908	$12.27	$11,141	36,855	—	plan?
Mar 12, 2018 AForm 4 →	Mar 14, 4:27 pm EDT	Manuel A HenriquezChairman & CEO, Director	15,543	$12.27	$190,713	630,744	—	plan?
Mar 12, 2018 AForm 4 →	Mar 14, 4:24 pm EDT	Gerard R Waldt Jr.Interim Chief Accounting Off	193	$12.27	$2,368	7,862	—	plan?
Mar 10, 2018 FForm 4 →	Mar 13, 3:12 pm EDT	Manuel A HenriquezChairman & CEO, Director	13,070	$12.25	$160,108	2,063,422	—	plan?
Mar 10, 2018 FForm 4 →	Mar 13, 3:10 pm EDT	Scott BluesteinChief Investment Officer	1,656	$12.25	$20,286	294,005	—	plan?
Jan 10, 2018 FForm 4 →	Jan 12, 1:44 pm EST	Manuel A HenriquezChairman & CEO, Director	10,142	$12.93	$131,136	2,076,492	—	plan?
Jan 10, 2018 FForm 4 →	Jan 12, 1:43 pm EST	Scott BluesteinChief Investment Officer	4,139	$12.93	$53,517	295,661	—	plan?
Jan 10, 2018 FForm 4 →	Jan 12, 1:42 pm EST	Melanie GraceGeneral Counsel & CCO	312	$12.93	$4,034	26,894	—	plan?
Jan 9, 2018 AForm 4 →	Jan 16, 4:14 pm EST	Gerard R Waldt Jr.Interim Chief Accounting Off	7,669	$13.04	$100,004	7,669	—	plan? late
Jan 9, 2018 AForm 4 →	Jan 12, 12:03 pm EST	Manuel A HenriquezPresident & CEO, Director	460,250	$13.04	$6,001,660	615,201	—	plan? late
Jan 9, 2018 AForm 4 →	Jan 12, 11:59 am EST	Scott BluesteinChief Investment Officer	184,049	$13.04	$2,399,999	226,799	—	plan? late
Jan 9, 2018 AForm 4 →	Jan 12, 11:58 am EST	Melanie GraceGeneral Counsel & CCO	25,690	$13.04	$334,998	35,947	—	plan? late
Dec 31, 2017 AForm 5 →	Feb 8, 2018, 4:04 pm EST	Allyn C WoodwardDirector	973	$13.12	$12,766	259,357	—	plan?
Dec 31, 2017 AForm 5 →	Feb 8, 2018, 4:03 pm EST	Robert P BadavasDirector	2	$13.63	$27	126,505	—	plan?
Dec 17, 2017 FForm 4 →	Dec 18, 11:34 am EST	Melanie GraceGeneral Counsel & CCO	301	$12.99	$3,910	14,361	—	plan?
Dec 10, 2017 FForm 4 →	Dec 11, 12:38 pm EST	Manuel A HenriquezPresident & CEO, Director	13,154	$13.34	$175,474	1,856,509	—	plan?
Dec 10, 2017 FForm 4 →	Dec 11, 12:37 pm EST	Scott BluesteinChief Investment Officer	1,564	$13.34	$20,864	207,775	—	plan?
Nov 30, 2017 GForm 4 →	Dec 1, 4:04 pm EST	Robert P BadavasDirector	5,000	$13.43	$67,150	126,503	—	plan?
Nov 20, 2017 AForm 4 →	Nov 22, 5:39 pm EST	Allyn C WoodwardDirector	1,279	$13.44	$17,190	258,384	—	plan?
Nov 20, 2017 AForm 4 →	Nov 22, 5:36 pm EST	Robert P BadavasDirector	2,938	$13.44	$39,487	131,503	—	plan?
Nov 20, 2017 AForm 4 →	Nov 22, 5:35 pm EST	Thomas J FallonDirector	38	$13.44	$511	31,874	—	plan?
Nov 20, 2017 AForm 4 →	Nov 21, 3:11 pm EST	Scott BluesteinChief Investment Officer	3,038	$13.44	$40,831	134,775	—	plan?
Nov 20, 2017 AForm 4 →	Nov 21, 3:10 pm EST	Melanie GraceGeneral Counsel & CCO	520	$13.44	$6,989	23,102	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake
Oct 21, 2016 AForm 4 →	Oct 25, 1:08 pm EDT	Doreen Woo HoDirector	10,000	$13.61	$136,100	10,000	—
Jul 7, 2016 AForm 4 →	Jul 11, 4:44 pm EDT	Joseph F HoffmanDirector	15,000	$12.47	$187,050	25,000	—
Jul 7, 2015 AForm 4 →	Jul 9, 5:02 pm EDT	Rodney A FergusonDirector	10,000	—	—	10,000	—
Jul 7, 2015 AForm 4 →	Jul 9, 5:00 pm EDT	Allyn C Woodward Jr.Director	15,000	—	—	25,000	—
Jul 7, 2015 AForm 4 →	Jul 9, 5:00 pm EDT	Thomas J FallonDirector	15,000	—	—	25,000	—
Apr 3, 2015 AForm 4 →	Apr 7, 5:02 pm EDT	Joseph F HoffmanDirector	10,000	—	—	10,000	—
Mar 7, 2015 AForm 4 →	Mar 10, 4:10 pm EDT	Susanne D LyonsDirector	10,000	—	—	10,000	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 28, 2015 CJForm 4 →	Jan 29, 4:14 pm EST	BOX INCBOX	2,929,494	—	—	0	—	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 22, 2015 CJForm 4 →	Jan 29, 4:14 pm EST	BOX INCBOX	2,929,494	—	—	661,695	—	late