Insider · CIK 0001399121
Thomas J Fallon
Files at: HTGC, INFN. On EDGAR ↗
Reported trades — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 11, 2019 AForm 4 → | Mar 13, 4:32 pm EDT | Hercules Capital, Inc.HTGC | 96 | $13.47 | $1,293 | 40,955 | — | plan? |
| Nov 9, 2018 PForm 4 → | Nov 9, 3:39 pm EST | INFINERA CorpINFN | 50,000 | $4.63 | $231,605 | 1,377,075 | +3.77% | plan? |
| Sep 17, 2018 AForm 4 → | Sep 19, 4:53 pm EDT | Hercules Capital, Inc.HTGC | 3,802 | $13.15 | $49,996 | 40,514 | — | plan? |
| Aug 20, 2018 AForm 4 → | Dec 10, 4:24 pm EST | Hercules Capital, Inc.HTGC | 345 | $12.65 | $4,363 | 40,859 | — | plan? late |
| Jul 11, 2018 AForm 4 → | Jul 12, 1:50 pm EDT | Hercules Capital, Inc.HTGC | 4,754 | $12.98 | $61,707 | 36,712 | — | plan? |
| May 21, 2018 AForm 4 → | May 23, 4:18 pm EDT | Hercules Capital, Inc.HTGC | 42 | $12.40 | $521 | 31,958 | — | plan? |
| May 5, 2018 FMForm 4 → | May 8, 4:34 pm EDT | INFINERA CorpINFN | 92,624 | $12.01 | $285,718 | 1,327,075 | — | plan? |
| Mar 12, 2018 AForm 4 → | Mar 14, 4:31 pm EDT | Hercules Capital, Inc.HTGC | 42 | $12.27 | $515 | 31,916 | — | plan? |
| Nov 20, 2017 AForm 4 → | Nov 22, 5:35 pm EST | Hercules Capital, Inc.HTGC | 38 | $13.44 | $511 | 31,874 | — | plan? |
| Nov 13, 2017 PForm 4 → | Nov 13, 2:31 pm EST | INFINERA CorpINFN | 100,000 | $6.33 | $633,130 | 1,282,031 | +8.46% | plan? |
| Aug 21, 2017 AForm 4 → | Aug 22, 4:07 pm EDT | Hercules Capital, Inc.HTGC | 40 | $12.92 | $517 | 31,836 | — | plan? |
| Aug 15, 2017 AForm 4 → | Aug 16, 6:43 pm EDT | Hercules Capital, Inc.HTGC | 3,903 | $12.81 | $49,997 | 31,796 | — | plan? |
| May 22, 2017 AForm 4 → | May 24, 4:17 pm EDT | Hercules Capital, Inc.HTGC | 78 | $13.31 | $1,038 | 27,893 | — | plan? |
| May 5, 2017 FMForm 4 → | May 8, 5:09 pm EDT | INFINERA CorpINFN | 104,225 | $9.55 | $271,889 | 1,179,904 | — | plan? |
| Mar 13, 2017 AForm 4 → | Mar 15, 5:19 pm EDT | Hercules Capital, Inc.HTGC | 70 | $14.85 | $1,040 | 27,815 | — | plan? |
| Dec 31, 2016 AForm 5 → | Jan 20, 2017, 3:32 pm EST | Hercules Capital, Inc.HTGC | 337 | — | — | 27,745 | — | plan? |
| Sep 15, 2016 AForm 4 → | Sep 19, 4:28 pm EDT | Hercules Capital, Inc.HTGC | 3,720 | $13.44 | $49,997 | 27,408 | — | plan? |
| Aug 5, 2016 FMForm 4 → | Aug 9, 5:29 pm EDT | INFINERA CORPINFN | 57,164 | $9.36 | $183,465 | 1,132,619 | — | plan? |
| Aug 1, 2016 PForm 4 → | Aug 2, 11:39 am EDT | INFINERA CORPINFN | 100,000 | $8.54 | $853,550 | 1,114,657 | +9.86% | plan? |
| May 5, 2016 FMForm 4 → | May 9, 12:30 pm EDT | INFINERA CORPINFN | 82,244 | $11.88 | $335,028 | 1,014,657 | — | plan? |
| May 3, 2016 PForm 4 → | May 3, 5:13 pm EDT | INFINERA CORPINFN | 100,000 | $11.95 | $1,195,030 | 988,815 | +11.3% | plan? |
| Mar 14, 2016 AForm 4 → | Mar 15, 5:28 pm EDT | Hercules Capital, Inc.HTGC | 179 | $11.51 | $2,060 | 23,688 | — | plan? |
| Feb 5, 2016 FMForm 4 → | Feb 9, 4:13 pm EST | INFINERA CORPINFN | 338,219 | $14.40 | $1,575,792 | 888,815 | — | plan? |
| Dec 31, 2015 AForm 5 → | Feb 12, 2016, 4:26 pm EST | HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC | 522 | — | — | 23,509 | — | plan? |
| Dec 31, 2015 AForm 4 → | Jan 5, 2016, 4:15 pm EST | HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC | 2,050 | $12.19 | $24,990 | 22,987 | — | plan? |
| Nov 23, 2015 PForm 4 → | Nov 24, 12:52 pm EST | HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC | 10,000 | $11.16 | $111,600 | 20,937 | +91.4% | plan? |
| Nov 2, 2015 SForm 4 → | Nov 4, 4:39 pm EST | INFINERA CORPINFN | 200,000 | $19.85 | $3,969,180 | 769,456 | −20.6% | plan? |
| Nov 2, 2015 MForm 4 → | Nov 4, 4:39 pm EST | INFINERA CORPINFN | 150,000 | $8.19 | $1,228,500 | 150,000 | — | plan? |
| Sep 30, 2015 AForm 4 → | Oct 2, 4:16 pm EDT | HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC | 2,472 | $10.11 | $24,992 | 10,937 | — | plan? |
| Jul 7, 2015 AForm 4 → | Jul 9, 5:00 pm EDT | HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC | 5,000 | $11.44 | $57,200 | 8,465 | — | plan? |
| May 5, 2015 FMForm 4 → | May 7, 5:04 pm EDT | INFINERA CORPINFN | 54,222 | $18.01 | $334,842 | 819,456 | — | plan? |
| Apr 24, 2015 SForm 4 → | Apr 28, 6:07 pm EDT | INFINERA CORPINFN | 200,000 | $19.65 | $3,929,900 | 802,418 | −20.0% | plan? |
| Apr 24, 2015 MForm 4 → | Apr 28, 6:07 pm EDT | INFINERA CORPINFN | 150,000 | $8.13 | $1,219,768 | 150,000 | — | plan? |
| Feb 5, 2015 FMForm 4 → | Feb 9, 5:19 pm EST | INFINERA CORPINFN | 387,299 | $17.05 | $2,264,240 | 852,418 | — | plan? |
| Jan 27, 2015 SForm 4 → | Jan 29, 5:06 pm EST | INFINERA CORPINFN | 203,614 | $16.52 | $3,363,091 | 0 | −100% | plan? |
| Jan 27, 2015 MForm 4 → | Jan 29, 5:06 pm EST | INFINERA CORPINFN | 150,000 | $7.61 | $1,141,500 | 150,000 | — | plan? |
| Dec 31, 2014 AForm 5 → | Feb 13, 2015, 1:51 pm EST | HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC | 132 | — | — | 3,465 | — | plan? |