SEC Form 4 · accession 0001209191-16-102629

INFINERA Corp · INFN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Feb 23, 2016

Accepted (ET)

Feb 25, 2016 · 9:38 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001138639

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	holding	—	—		—	888,815	I	See Footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F3,F6	—	Feb 23, 2016	A	86,850	A	—	—	Common Stock	86,850	86,850	D
Employee Stock Option (Right to Buy)^F2	$8.19	holding	—	—	—	—	Nov 23, 2019	Common Stock	90,056	90,056	D
Employee Stock Option (Right to Buy)^F2	$8.58	holding	—	—	—	—	Feb 10, 2021	Common Stock	14,286	14,286	D
Employee Stock Option (Right to Buy)^F2	$8.58	holding	—	—	—	—	Feb 10, 2021	Common Stock	32,965	32,965	D
Employee Stock Option (Right to Buy)^F2	$8.58	holding	—	—	—	—	Feb 10, 2021	Common Stock	30,475	30,475	D
Employee Stock Option (Right to Buy)^F2	$8.58	holding	—	—	—	—	Feb 10, 2021	Common Stock	182,250	182,250	D
Restricted Stock Units^F3,F4	—	holding	—	—	—	—	—	Common Stock	71,258	71,258	D
Restricted Stock Units^F3,F5	—	holding	—	—	—	—	—	Common Stock	55,240	55,240	D

F1These shares are held directly by The Fallon Family Revocable Trust dated 9/7/94, for which Mr. Fallon is a trustee.
F2This option is fully-vested.
F3Each restricted stock unit ("RSU") represents a contingent right to receive one share of Infinera Corporation common stock.
F4These RSUs vest in three annual installments beginning on May 5, 2015.
F5These RSUs vest in three annual installments beginning on May 5, 2016.
F6These RSUs vest in four annual installments beginning on May 5, 2017.