Insider · CIK 0001329390

Manuel A Henriquez

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $64k · 2sales $0 · 0net $64k

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 11, 2019 AForm 4 →	Mar 13, 4:31 pm EDT	Hercules Capital, Inc.HTGC	28,766	$13.47	$387,478	1,278,760	—	plan?
Jan 31, 2019 AForm 4 →	Feb 4, 4:38 pm EST	Hercules Capital, Inc.HTGC	570,776	$13.14	$7,499,997	1,249,994	—	plan?
Jan 9, 2019 FForm 4 →	Jan 11, 5:13 pm EST	Hercules Capital, Inc.HTGC	39,865	$12.06	$480,682	1,982,217	—	plan?
Nov 19, 2018 AForm 4 →	Nov 21, 4:31 pm EST	Hercules Capital, Inc.HTGC	17,773	$12.28	$218,252	679,218	—	plan?
Oct 10, 2018 DForm 4 →	Oct 15, 1:25 pm EDT	Hercules Capital, Inc.HTGC	13,780	$12.80	$176,384	2,022,082	—	plan? late
Aug 20, 2018 AForm 4/A →	Nov 21, 4:28 pm EST	Hercules Capital, Inc.HTGC	14,933	$13.42	$200,401	661,445	—	plan?
Aug 20, 2018 AForm 4 →	Aug 21, 12:51 pm EDT	Hercules Capital, Inc.HTGC	14,912	$13.44	$200,417	661,424	—	plan? amended
Jul 10, 2018 DForm 4 →	Jul 12, 1:47 pm EDT	Hercules Capital, Inc.HTGC	13,780	$12.93	$178,175	2,035,862	—	plan?
May 21, 2018 AForm 4 →	May 21, 4:23 pm EDT	Hercules Capital, Inc.HTGC	15,768	$12.40	$195,523	646,512	—	plan?
Apr 10, 2018 FForm 4 →	Apr 12, 4:23 pm EDT	Hercules Capital, Inc.HTGC	13,780	$12.09	$166,600	2,049,642	—	plan?
Mar 12, 2018 AForm 4 →	Mar 14, 4:27 pm EDT	Hercules Capital, Inc.HTGC	15,543	$12.27	$190,713	630,744	—	plan?
Mar 10, 2018 FForm 4 →	Mar 13, 3:12 pm EDT	Hercules Capital, Inc.HTGC	13,070	$12.25	$160,108	2,063,422	—	plan?
Jan 10, 2018 FForm 4 →	Jan 12, 1:44 pm EST	Hercules Capital, Inc.HTGC	10,142	$12.93	$131,136	2,076,492	—	plan?
Jan 9, 2018 AForm 4 →	Jan 12, 12:03 pm EST	Hercules Capital, Inc.HTGC	460,250	$13.04	$6,001,660	615,201	—	plan? late
Dec 10, 2017 FForm 4 →	Dec 11, 12:38 pm EST	Hercules Capital, Inc.HTGC	13,154	$13.34	$175,474	1,856,509	—	plan?
Nov 20, 2017 AForm 4 →	Nov 21, 3:07 pm EST	Hercules Capital, Inc.HTGC	8,681	$13.44	$116,673	385,076	—	plan?
Oct 10, 2017 FForm 4 →	Oct 11, 4:13 pm EDT	Hercules Capital, Inc.HTGC	13,752	$12.74	$175,200	1,869,663	—	plan?
Sep 10, 2017 FForm 4 →	Sep 11, 4:02 pm EDT	Hercules Capital, Inc.HTGC	13,154	$12.04	$158,374	1,883,415	—	plan?
Aug 21, 2017 AForm 4 →	Aug 22, 4:03 pm EDT	Hercules Capital, Inc.HTGC	8,819	$12.92	$113,941	376,395	—	plan?
Jul 10, 2017 FForm 4 →	Jul 11, 2:02 pm EDT	Hercules Capital, Inc.HTGC	13,752	$13.43	$184,689	1,896,569	—	plan?
Jun 10, 2017 FForm 4 →	Jun 13, 11:19 am EDT	Hercules Capital, Inc.HTGC	13,226	$13.05	$172,599	1,910,321	—	plan?
May 22, 2017 AForm 4 →	May 23, 4:19 pm EDT	Hercules Capital, Inc.HTGC	8,366	$13.31	$111,351	367,576	—	plan?
Apr 10, 2017 FForm 4 →	Apr 11, 4:37 pm EDT	Hercules Capital, Inc.HTGC	13,752	$15.08	$207,380	1,923,547	—	plan?
Mar 13, 2017 AForm 4 →	Mar 14, 5:02 pm EDT	Hercules Capital, Inc.HTGC	7,345	$14.85	$109,073	359,210	—	plan?
Mar 10, 2017 FForm 4 →	Mar 13, 6:15 pm EDT	Hercules Capital, Inc.HTGC	13,154	$14.69	$193,232	1,937,299	—	plan?
Mar 4, 2017 FForm 4 →	Mar 7, 11:43 am EST	Hercules Capital, Inc.HTGC	6,079	$14.82	$90,091	1,950,453	—	plan?
Jan 24, 2017 AForm 4 →	Jan 26, 4:10 pm EST	Hercules Capital, Inc.HTGC	351,865	—	—	351,865	—	plan?
Jan 10, 2017 FForm 4 →	Jan 12, 1:45 pm EST	Hercules Capital, Inc.HTGC	47,088	$14.21	$669,120	1,956,532	—	plan?
Dec 10, 2016 FForm 4 →	Dec 12, 5:09 pm EST	Hercules Capital, Inc.HTGC	13,154	$13.67	$179,815	2,003,620	—	plan?
Dec 4, 2016 FForm 4 →	Dec 6, 3:37 pm EST	Hercules Capital, Inc.HTGC	6,079	$13.55	$82,370	2,016,774	—	plan?
Sep 10, 2016 FForm 4 →	Sep 13, 12:50 pm EDT	Hercules Capital, Inc.HTGC	13,154	$13.53	$177,974	2,022,853	—	plan?
Sep 4, 2016 FForm 4 →	Sep 6, 4:07 pm EDT	Hercules Capital, Inc.HTGC	6,079	$13.76	$83,647	2,036,007	—	plan?
Jun 10, 2016 FForm 4 →	Jun 13, 6:56 pm EDT	Hercules Capital, Inc.HTGC	13,154	$12.20	$160,479	2,042,086	—	plan?
Jun 4, 2016 FForm 4 →	Jun 7, 12:53 pm EDT	Hercules Capital, Inc.HTGC	6,078	$12.33	$74,942	2,055,240	—	plan?
Apr 15, 2016 FForm 4 →	Apr 18, 4:24 pm EDT	Hercules Capital, Inc.HTGC	9,896	$12.17	$120,434	2,061,318	—	plan?
Apr 10, 2016 FForm 4 →	Apr 11, 4:07 pm EDT	Hercules Capital, Inc.HTGC	17,009	$12.23	$208,020	2,071,214	—	plan?
Mar 9, 2016 FForm 4 →	Mar 11, 2:33 pm EST	Hercules Capital, Inc.HTGC	55,132	$11.37	$626,720	2,088,223	—	plan?
Mar 4, 2016 FForm 4 →	Mar 7, 6:08 pm EST	Hercules Capital, Inc.HTGC	6,079	$11.22	$68,206	2,143,355	—	plan?
Feb 9, 2016 FForm 4 →	Feb 10, 4:12 pm EST	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	2,526	$10.32	$26,068	2,149,434	—	plan?
Jan 15, 2016 FForm 4 →	Jan 19, 4:08 pm EST	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	7,516	$10.90	$81,924	2,151,934	—	plan?
Jan 10, 2016 AForm 4 →	Jan 12, 4:40 pm EST	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	333,500	$12.01	$4,005,335	2,159,450	—	plan?
Jan 9, 2016 FForm 4 →	Jan 11, 2:50 pm EST	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	15,377	$12.01	$184,678	1,825,950	—	plan?
Dec 14, 2015 PForm 4 →	Dec 14, 3:08 pm EST	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	1,000	$10.99	$10,990	1,841,327	+0.05%	plan?
Dec 9, 2015 FForm 4 →	Dec 10, 4:05 pm EST	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	2,526	$11.75	$29,681	1,840,327	—	plan?
Dec 4, 2015 FForm 4 →	Dec 8, 2:57 pm EST	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	6,079	$11.77	$71,550	1,842,853	—	plan?
Nov 9, 2015 FForm 4 →	Nov 12, 1:38 pm EST	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	2,526	$11.36	$28,695	1,848,932	—	plan? late
Oct 15, 2015 FForm 4/A →	Oct 22, 2:37 pm EDT	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	9,896	$10.42	$103,116	1,851,458	—	plan?
Oct 15, 2015 FForm 4 →	Oct 16, 4:05 pm EDT	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	11,942	$10.42	$124,436	1,845,278	—	plan? amended
Oct 9, 2015 FForm 4/A →	Oct 22, 2:37 pm EDT	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	19,535	$10.68	$208,634	1,861,354	—	plan?
Oct 9, 2015 FForm 4 →	Oct 13, 4:15 pm EDT	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	23,669	$10.68	$252,785	1,857,220	—	plan? amended
Sep 9, 2015 FForm 4 →	Sep 10, 4:38 pm EDT	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	2,526	$11.31	$28,569	1,880,889	—	plan?
Sep 4, 2015 FForm 4 →	Sep 8, 4:24 pm EDT	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	6,079	$11.32	$68,814	1,883,415	—	plan?
Aug 9, 2015 FForm 4 →	Aug 11, 3:22 pm EDT	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	2,526	$11.90	$30,059	1,889,494	—	plan?
Jul 15, 2015 FForm 4 →	Jul 16, 2:11 pm EDT	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	9,896	$11.76	$116,377	1,892,020	—	plan?
Jul 9, 2015 FForm 4 →	Jul 13, 5:14 pm EDT	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	19,535	$11.56	$225,804	1,901,916	—	plan?
Jun 19, 2015 PForm 4 →	Jun 19, 1:52 pm EDT	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	4,500	$11.78	$53,000	1,921,451	+0.23%	plan?
Jun 9, 2015 FForm 4 →	Jun 11, 4:09 pm EDT	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	2,526	$12.51	$31,600	1,916,951	—	plan?
Jun 4, 2015 FForm 4 →	Jun 5, 5:16 pm EDT	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	6,078	$12.73	$77,373	1,919,477	—	plan?
May 9, 2015 FForm 4 →	May 11, 4:08 pm EDT	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	2,526	$12.88	$32,535	1,925,555	—	plan?
Apr 15, 2015 FForm 4 →	Apr 16, 4:14 pm EDT	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	39,584	$13.73	$543,488	1,928,081	—	plan?
Apr 9, 2015 FForm 4 →	Apr 13, 4:47 pm EDT	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	68,501	$13.75	$941,615	1,967,665	—	plan?
Mar 30, 2015 FForm 4 →	Mar 31, 2:23 pm EDT	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	1,164	$13.64	$15,877	2,036,166	—	plan?
Mar 10, 2015 AForm 4 →	Mar 12, 4:19 pm EDT	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	318,983	$14.02	$4,472,142	2,037,330	—	plan?
Mar 9, 2015 FForm 4 →	Mar 11, 4:18 pm EDT	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	1,919	$14.53	$27,883	1,718,347	—	plan?
Mar 4, 2015 FForm 4 →	Mar 6, 4:08 pm EST	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	9,549	$14.46	$138,079	1,720,266	—	plan?
Feb 28, 2015 FForm 4 →	Mar 2, 6:41 pm EST	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	1,159	$15.55	$18,022	1,729,815	—	plan?
Feb 9, 2015 FForm 4 →	Feb 11, 5:13 pm EST	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	1,893	$15.49	$29,323	1,730,974	—	plan?
Jan 30, 2015 FForm 4 →	Feb 2, 4:50 pm EST	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	1,135	$15.02	$17,048	1,732,867	—	plan?
Jan 9, 2015 FForm 4 →	Jan 12, 4:11 pm EST	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	2,235	$14.58	$32,586	1,734,002	—	plan?
Dec 30, 2014 FForm 4/A →	Feb 10, 2016, 4:12 pm EST	HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC	1,289	$15.07	$19,425	1,736,263	—	plan?

Reported trades — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.