SEC Form 4/A · accession 0001209191-16-097274
Hercules Capital, Inc. · HTGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Manuel A Henriquez
Officer — President & CEO · Director
Period of report
Dec 30, 2014
Accepted (ET)
Feb 10, 2016 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280784
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 30, 2014 | F | 1,289 | $15.07 | D | 1,736,263 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Number of shares originally reported as 1,289.
- F2Amount of securities beneficially owned originally reported as 1,736,237.