SEC Form 4 · accession 0001209191-15-054941
Hercules Capital, Inc. · HTGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Manuel A Henriquez
Officer — President & CEO · Director
Period of report
Jun 19, 2015
Accepted (ET)
Jun 19, 2015 · 1:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280784
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 19, 2015 | P | 2,500 | $11.80 | A | 1,919,451 | D | |
| Common Stock | Jun 19, 2015 | P | 2,000 | $11.75 | A | 1,921,451 | D |
Table II — derivative securities
No Table II lines on this filing.