SEC Form 4/A · accession 0001437749-18-021828
Hercules Capital, Inc. · HTGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert P Badavas
Director
Period of report
Aug 20, 2018
Accepted (ET)
Dec 10, 2018 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280784
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Aug 20, 2018 | A | 3,133 | $13.42 | A | 140,675 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amount of securities originally reported as 3,027.
- F2Price originally reported as $13.44.
- F3Amount of securities beneficially owned originally reported as 140,569.