SEC Form 4/A · accession 0001437749-18-021198
Hercules Capital, Inc. · HTGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Melanie Grace
Officer — General Counsel & CCO
Period of report
Aug 20, 2018
Accepted (ET)
Nov 21, 2018 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280784
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | Aug 20, 2018 | A | 871 | $13.42 | A | 38,647 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price originally reported as $13.44.