SEC Form 4 · accession 0001907321-26-000007
Hercules Capital, Inc. · HTGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christian Follmann
Officer — Chief Operating Officer
Period of report
Jul 9, 2026
Accepted (ET)
Jul 13, 2026 · 2:41 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001280784
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 9, 2026 | F | 1,433 | $15.69 | D | 145,904 | D | |
| Common StockF1 | Jul 9, 2026 | F | 1,365 | $15.69 | D | 144,539 | D | |
| Common Stock | holding | — | — | — | 350 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 9, 2026.