SEC Form 4 · accession 0001207407-26-000010
Hercules Capital, Inc. · HTGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Badavas
Director
Period of report
Jun 18, 2026
Accepted (ET)
Jun 23, 2026 · 11:10 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001280784
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 18, 2026 | A | 3,873 | $15.49 | A | 8,943 | D | |
| Common StockF1 | holding | — | — | — | 122,073 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by the Robert P. Badavas Trust of 2007
- F2Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2026 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years.