SEC Form 4 · accession 0001593968-18-000550
Hercules Capital, Inc. · HTGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerard R Waldt Jr.
Officer — Interim Chief Accounting Off
Period of report
Mar 12, 2018
Accepted (ET)
Mar 14, 2018 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280784
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | Mar 12, 2018 | A | 193 | $12.27 | A | 7,862 | D |
Table II — derivative securities
No Table II lines on this filing.