Insider · CIK 0001266130
Rodney A Ferguson
Files at: HTGC, ASPX. On EDGAR ↗
Reported trades — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 31, 2015 AForm 4 → | Jan 5, 2016, 4:16 pm EST | HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC | 2,050 | $12.19 | $24,990 | 7,855 | — | plan? |
| Sep 30, 2015 AForm 4 → | Oct 2, 4:17 pm EDT | HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC | 2,472 | $10.11 | $24,992 | 5,805 | — | plan? |
| Jul 7, 2015 AForm 4 → | Jul 9, 5:02 pm EDT | HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC | 3,333 | $11.44 | $38,130 | 3,333 | — | plan? |
| May 5, 2015 UForm 4 → | May 6, 6:23 pm EDT | Auspex Pharmaceuticals, Inc.ASPX | 2,500,589 | — | — | 0 | — | plan? |
| Jan 28, 2015 SForm 4 → | Jan 28, 6:53 pm EST | Auspex Pharmaceuticals, Inc.ASPX | 270,000 | $53.11 | $14,339,700 | 2,500,589 | −9.75% | plan? |
Reported trades — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 7, 2015 AForm 4 → | Jul 9, 5:02 pm EDT | HERCULES TECHNOLOGY GROWTH CAPITAL INCHTGC | 10,000 | — | — | 10,000 | — |