SEC Form 4 · accession 0001209191-16-088577
Hercules Capital, Inc. · HTGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodney A Ferguson
Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280784
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2015 | A | 2,050 | $12.19 | A | 7,855 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued based on reporting person's election to receive stock in lieu of cash retainer fee otherwise due to reporting person as a director of the Issuer.