SEC Form 4 · accession 0001902313-26-000006
Hercules Capital, Inc. · HTGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kiersten Zaza Botelho
Officer — Chief Legal Officer & CCO
Period of report
Jul 9, 2026
Accepted (ET)
Jul 13, 2026 · 2:36 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001280784
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 9, 2026 | F | 956 | $15.69 | D | 90,406 | D | |
| Common StockF1 | Jul 9, 2026 | F | 1,018 | $15.69 | D | 89,388 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 9, 2026.