SEC Form 4 · accession 0001437749-18-013250
Hercules Capital, Inc. · HTGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Badavas
Director
Period of report
Jul 11, 2018
Accepted (ET)
Jul 12, 2018 · 1:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280784
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Jul 11, 2018 | A | 4,580 | $12.98 | A | 137,542 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued as compensation for reporting person's service to the board of directors.