Company · CIK 0001137774 · SIC 6311 — Life Insurance · NYSE

PRUDENTIAL FINANCIAL INC · PRU

Insider activity reported against this company. All insider holders · Files at: PGIM, TYG, TTP, EMO, CBA, NTG, KED, KYE and 1 more. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $617k · 6sales $179.2M · 57net −$178.6M

Open-market trades as an insider elsewherebuys $1541000.12B · 4sales $0 · 0net $1541000.12B

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Feb 10, 2015 MForm 4/A →	May 5, 3:29 pm EDT	Stephen PelletierExecutive Vice President	4,117	—	—	4,117	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:49 pm EST	Sharon C TaylorSenior Vice President	6,426	$78.08	$120,165	55,767	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:47 pm EST	John R Strangfeld Jr.Chief Executive Officer, Director	65,258	$78.08	$1,491,562	338,388	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:45 pm EST	Nicholas C SilitchSenior Vice President	904	$78.08	$22,409	2,727	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:44 pm EST	Scott SleysterSenior Vice President	6,078	$78.08	$113,763	21,146	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:42 pm EST	Stephen PelletierExecutive Vice President	4,739	$78.08	$94,477	2,319	—	plan? amended
Feb 10, 2015 FMForm 4 →	Feb 12, 6:42 pm EST	Barbara KosterSenior Vice President	5,720	$78.08	$107,438	33,154	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:40 pm EST	Mark B GrierVice Chairman, Director	50,249	$78.08	$1,125,211	300,328	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:40 pm EST	Charles F LowreyExecutive Vice President	31,985	$78.08	$801,491	62,820	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:37 pm EST	Robert FalzonEVP and CFO	3,573	$78.08	$66,993	23,602	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:37 pm EST	Richard F LambertSenior Vice President	370	$78.08	$7,652	7,044	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:36 pm EST	Susan L BlountEVP & General Counsel	12,099	$78.08	$223,933	33,737	—	plan?
Feb 1, 2015 DMForm 4 →	Feb 3, 4:19 pm EST	James A UnruhDirector	62	$75.88	$4,705	29,656	—	plan?
Jan 1, 2015 DMForm 4 →	Jan 5, 1:20 pm EST	James A UnruhDirector	62	$90.46	$5,609	29,656	—	plan?
May 29, 2014 GForm 5 →	Feb 10, 2015, 11:35 am EST	John R Strangfeld Jr.Chief Executive Officer, Director	3,786	—	—	311,336	—	plan?
Oct 30, 2013 PForm 4 →	Jul 19, 2018, 2:56 pm EDT	Thomas J Baltimore Jr.Director	65	$81.72	$5,312	65	—	plan? late
Jun 13, 2012 SForm 4 →	Jul 19, 2018, 2:56 pm EDT	Thomas J Baltimore Jr.Director	315	$54.44	$17,149	0	−100%	plan? late

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jun 18, 2015 AForm 4 →	Jun 22, 3:49 pm EDT	Gordon M BethuneDirector	11	$89.76	$987	1,750	—
Jun 18, 2015 AForm 4 →	Jun 22, 3:46 pm EDT	James CullenDirector	266	$89.76	$23,876	1,750	—
Jun 18, 2015 AForm 4 →	Jun 22, 3:43 pm EDT	Karl J KrapekDirector	274	$89.76	$24,594	1,750	—
Jun 18, 2015 AForm 4 →	Jun 22, 3:40 pm EDT	Martina HundmejeanDirector	81	$89.76	$7,271	1,750	—
Jun 18, 2015 AForm 4 →	Jun 22, 3:34 pm EDT	Constance J HornerDirector	51	$89.76	$4,578	1,750	—
Jun 18, 2015 AForm 4 →	Jun 22, 3:30 pm EDT	Douglas A ScovannerDirector	47	$89.76	$4,219	1,750	—
Jun 18, 2015 AForm 4 →	Jun 22, 3:27 pm EDT	Thomas J Baltimore Jr.Director	197	$89.76	$17,683	1,750	—
Jun 10, 2015 MForm 4 →	Jun 12, 4:05 pm EDT	Susan L BlountEVP & General Counsel	29,824	—	—	14,913	—
Jun 5, 2015 MForm 4 →	Jun 8, 2:35 pm EDT	Robert AxelSVP and Controller	996	—	—	0	—
May 12, 2015 AMForm 4 →	May 14, 4:50 pm EDT	Christine A PoonDirector	3,560	—	—	1,739	—
May 12, 2015 AMForm 4 →	May 14, 4:48 pm EDT	Gordon M BethuneDirector	3,560	—	—	1,739	—
May 12, 2015 AMForm 4 →	May 14, 4:44 pm EDT	Gilbert F CasellasDirector	3,560	—	—	1,739	—
May 12, 2015 AMForm 4 →	May 14, 4:42 pm EDT	James CullenDirector	3,560	—	—	1,739	—
May 12, 2015 AForm 4 →	May 14, 4:39 pm EDT	Douglas A ScovannerDirector	1,739	—	—	1,739	—
May 12, 2015 AForm 4 →	May 14, 4:36 pm EDT	Karl J KrapekDirector	1,739	—	—	1,739	—
May 12, 2015 MForm 4 →	May 14, 4:33 pm EDT	Robert FalzonEVP and CFO	4,386	—	—	0	—
May 12, 2015 AForm 4 →	May 14, 4:31 pm EDT	Martina HundmejeanDirector	1,739	—	—	1,739	—
May 12, 2015 AForm 4 →	May 14, 4:27 pm EDT	Constance J HornerDirector	1,739	—	—	1,739	—
May 12, 2015 AForm 4 →	May 14, 4:25 pm EDT	Thomas J Baltimore Jr.Director	1,739	—	—	1,739	—
May 12, 2015 MForm 4 →	May 14, 4:22 pm EDT	James A UnruhDirector	3,909	—	—	613	—
May 1, 2015 MForm 4 →	May 5, 3:25 pm EDT	James A UnruhDirector	31	—	—	2,690	—
Apr 1, 2015 AForm 4 →	Apr 2, 4:56 pm EDT	Douglas A ScovannerDirector	466	$80.31	$37,424	2,425	—
Apr 1, 2015 AForm 4 →	Apr 2, 4:54 pm EDT	Thomas J Baltimore Jr.Director	476	$80.31	$38,228	18,309	—
Apr 1, 2015 AForm 4 →	Apr 2, 4:53 pm EDT	Karl J KrapekDirector	824	$80.31	$66,175	21,539	—
Apr 1, 2015 MForm 4 →	Apr 2, 1:39 pm EDT	James A UnruhDirector	31	—	—	2,721	—
Mar 19, 2015 AForm 4 →	Mar 23, 4:24 pm EDT	James A UnruhDirector	32	$80.21	$2,567	1,821	—
Mar 19, 2015 AForm 4 →	Mar 23, 4:23 pm EDT	Douglas A ScovannerDirector	37	$80.21	$2,968	1,821	—
Mar 19, 2015 AForm 4 →	Mar 23, 4:20 pm EDT	Christine A PoonDirector	90	$80.21	$7,219	1,821	—
Mar 19, 2015 AForm 4 →	Mar 23, 4:18 pm EDT	Karl J KrapekDirector	286	$80.21	$22,940	1,821	—
Mar 19, 2015 AForm 4 →	Mar 23, 4:16 pm EDT	Martina HundmejeanDirector	79	$80.21	$6,337	1,821	—
Mar 19, 2015 AForm 4 →	Mar 23, 4:14 pm EDT	Gordon M BethuneDirector	13	$80.21	$1,043	1,821	—
Mar 19, 2015 AForm 4 →	Mar 23, 4:12 pm EDT	Thomas J Baltimore Jr.Director	203	$80.21	$16,283	1,821	—
Mar 19, 2015 AForm 4 →	Mar 23, 4:11 pm EDT	Constance J HornerDirector	44	$80.21	$3,529	1,821	—
Mar 19, 2015 AForm 4 →	Mar 23, 4:10 pm EDT	James CullenDirector	296	$80.21	$23,742	1,821	—
Mar 19, 2015 AForm 4 →	Mar 23, 4:06 pm EDT	Gilbert F CasellasDirector	201	$80.21	$16,122	1,821	—
Mar 19, 2015 AForm 4 →	Mar 23, 4:02 pm EDT	Scott SleysterSenior Vice President	198	$80.21	$15,882	28,180	—
Mar 19, 2015 AForm 4 →	Mar 23, 4:01 pm EDT	John R Strangfeld Jr.Chief Executive Officer, Director	277	$80.21	$22,218	39,505	—
Mar 19, 2015 AForm 4 →	Mar 23, 4:00 pm EDT	Stephen PelletierExecutive Vice President	181	$80.21	$14,518	30,244	—
Mar 12, 2015 IForm 4 →	Mar 16, 11:50 am EDT	Stephen PelletierExecutive Vice President	4,451	$82.33	$366,451	30,049	—
Mar 3, 2015 MForm 4 →	Mar 4, 2:34 pm EST	Robert AxelSVP and Controller	2,867	—	—	1,551	—
Mar 1, 2015 MForm 4 →	Mar 3, 1:20 pm EST	James A UnruhDirector	31	—	—	2,732	—
Feb 18, 2015 IForm 4 →	Feb 20, 1:30 pm EST	Karl J KrapekDirector	5,178	$80.95	$419,159	20,566	—
Feb 18, 2015 MForm 4 →	Feb 20, 1:28 pm EST	James A UnruhDirector	2,721	—	—	2,763	—
Feb 14, 2015 MForm 4 →	Feb 18, 4:36 pm EST	Robert AxelSVP and Controller	1,629	—	—	0	—
Feb 14, 2015 MForm 4 →	Feb 18, 4:34 pm EST	Richard F LambertSenior Vice President	1,575	—	—	0	—
Feb 14, 2015 MForm 4 →	Feb 18, 4:33 pm EST	Nicholas C SilitchSenior Vice President	2,715	—	—	0	—
Feb 13, 2015 MForm 4 →	Feb 18, 4:30 pm EST	Charles F LowreyExecutive Vice President	45,978	—	—	0	—
Feb 10, 2015 AMForm 4 →	Feb 12, 6:49 pm EST	Sharon C TaylorSenior Vice President	28,020	—	—	18,192	—
Feb 10, 2015 AMForm 4 →	Feb 12, 6:47 pm EST	John R Strangfeld Jr.Chief Executive Officer, Director	147,694	—	—	85,902	—
Feb 10, 2015 AMForm 4 →	Feb 12, 6:45 pm EST	Nicholas C SilitchSenior Vice President	36,177	—	—	26,276	—
Feb 10, 2015 AMForm 4 →	Feb 12, 6:44 pm EST	Scott SleysterSenior Vice President	36,782	—	—	24,760	—
Feb 10, 2015 AMForm 4 →	Feb 12, 6:42 pm EST	Stephen PelletierExecutive Vice President	57,377	—	—	40,425	—	amended
Feb 10, 2015 AMForm 4 →	Feb 12, 6:42 pm EST	Barbara KosterSenior Vice President	20,779	—	—	13,138	—
Feb 10, 2015 AMForm 4 →	Feb 12, 6:40 pm EST	Mark B GrierVice Chairman, Director	120,183	—	—	0	—
Feb 10, 2015 AMForm 4 →	Feb 12, 6:40 pm EST	Charles F LowreyExecutive Vice President	76,382	—	—	45,478	—
Feb 10, 2015 AMForm 4 →	Feb 12, 6:37 pm EST	Robert FalzonEVP and CFO	43,078	—	—	30,319	—
Feb 10, 2015 AMForm 4 →	Feb 12, 6:37 pm EST	Richard F LambertSenior Vice President	20,816	—	—	15,160	—
Feb 10, 2015 AMForm 4 →	Feb 12, 6:36 pm EST	Susan L BlountEVP & General Counsel	40,545	—	—	25,266	—
Feb 10, 2015 AForm 4 →	Feb 12, 6:34 pm EST	Robert AxelSVP and Controller	6,879	—	—	5,054	—
Feb 1, 2015 MForm 4 →	Feb 3, 4:19 pm EST	James A UnruhDirector	31	—	—	2,933	—
Jan 1, 2015 AForm 4 →	Jan 5, 1:30 pm EST	Douglas A ScovannerDirector	414	$90.46	$37,450	1,944	—
Jan 1, 2015 AForm 4 →	Jan 5, 1:28 pm EST	Karl J KrapekDirector	635	$90.46	$57,442	25,744	—
Jan 1, 2015 AForm 4 →	Jan 5, 1:25 pm EST	Thomas J Baltimore Jr.Director	422	$90.46	$38,174	17,704	—
Jan 1, 2015 MForm 4 →	Jan 5, 1:20 pm EST	James A UnruhDirector	31	—	—	2,964	—
Nov 25, 2013 MForm 4/A →	May 14, 2015, 1:33 pm EDT	Robert FalzonEVP and CFO	11,497	—	—	3,556	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 15, 2026 PForm 4 →	Jul 17, 1:20 pm EDT	TORTOISE ENERGY INFRASTRUCTURE CORPTYG	6,000,000	$10.00	$60,000,000	3,000,000	—
Nov 16, 2018 JForm 4 →	Nov 20, 4:28 pm EST	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA	150	—	—	0	—	plan?
Oct 16, 2018 PForm 4 →	Oct 18, 3:35 pm EDT	TORTOISE MLP FUND, INC.NTG	48,880,000	$8,224,223.04	$402,000,022,000,000	—	—	plan?
Aug 6, 2018 JForm 4 →	Aug 8, 4:44 pm EDT	Kayne Anderson Energy Total Return Fund, Inc.KYE	3,488,257	$1.00	$3,488,257	—	—	plan?
Aug 6, 2018 JForm 4 →	Aug 8, 3:49 pm EDT	KAYNE ANDERSON ENERGY DEVELOPMENT COKED	1,000,000	$25.00	$25,000,000	0	—	plan?
Dec 13, 2017 PForm 4 →	Dec 14, 4:40 pm EST	TORTOISE MLP FUND, INC.NTG	33,600,000	$25,297,620.24	$850,000,040,000,000	—	—	plan?
Sep 25, 2017 PForm 4 →	Sep 26, 1:45 pm EDT	TORTOISE ENERGY INFRASTRUCTURE CORPTYG	25,000,000	$11,560,000.00	$289,000,000,000,000	—	—	plan?
Feb 24, 2016 JForm 4 →	Feb 26, 3:40 pm EST	ClearBridge Energy MLP Fund Inc.CEM	572	$103,085.76	$58,965,056	160	—	plan?
Feb 23, 2016 JForm 4 →	Feb 25, 4:59 pm EST	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA	210	$103,137.18	$21,658,808	24	—	plan?
Feb 17, 2016 JForm 4 →	Feb 19, 2:53 pm EST	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA	150	$103,067.05	$15,460,057	205	—	plan?
Dec 30, 2015 JForm 4 →	Jan 4, 2016, 4:33 pm EST	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA	240	$102,490.00	$24,597,600	140	—	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.