Company · CIK 0000010254 · SIC 1311 — Crude Petroleum & Natural Gas

EARTHSTONE ENERGY INC · ESTE

Insider activity reported against this company. All insider holders · On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $1.3M · 5sales $150k · 1net $1.1M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 28, 2019 AForm 4 →	Jan 30, 8:11 pm EST	Jay Frederick JoliatDirector	18,450	—	—	40,450	—	plan?
Jan 28, 2019 AForm 4 →	Jan 30, 8:10 pm EST	Phil D KramerDirector	18,450	—	—	40,450	—	plan?
Jan 28, 2019 AForm 4 →	Jan 30, 8:10 pm EST	Zachary G. UrbanDirector	18,450	—	—	43,865	—	plan?
Jan 28, 2019 AForm 4 →	Jan 30, 8:09 pm EST	Ray J Singleton Jr.Director	18,450	—	—	545,160	—	plan?
Jan 28, 2019 AGForm 4 →	Jan 30, 5:16 pm EST	Frank Alan LodzinskiCEO, Director	207,017	—	—	296,532	—	plan?
Jan 28, 2019 AForm 4 →	Jan 30, 5:16 pm EST	Tony OviedoEVP, PAO	67,575	—	—	131,914	—	plan?
Jan 28, 2019 AForm 4 →	Jan 30, 5:15 pm EST	Mark Lumpkin Jr.EVP and CFO	67,575	—	—	129,749	—	plan?
Jan 28, 2019 AForm 4 →	Jan 30, 5:14 pm EST	Robert John AndersonPresident	122,850	—	—	319,932	—	plan?
Dec 31, 2018 FForm 4 →	Jan 3, 2019, 4:37 pm EST	Mark Lumpkin Jr.EVP and CFO	2,385	$4.59	$10,947	62,174	—	plan?
Dec 31, 2018 FForm 4 →	Jan 3, 2019, 4:36 pm EST	Frank Alan LodzinskiCEO, Director	7,379	$4.59	$33,870	130,121	—	plan?
Dec 31, 2018 FForm 4 →	Jan 3, 2019, 4:35 pm EST	Tony OviedoEVP, PAO	1,476	$4.59	$6,775	64,339	—	plan?
Dec 31, 2018 FForm 4 →	Jan 3, 2019, 4:35 pm EST	Robert John AndersonPresident	4,837	$4.59	$22,202	197,082	—	plan?
Nov 8, 2018 GForm 4 →	Nov 9, 4:16 pm EST	Frank Alan LodzinskiCEO, Director	22,742	—	—	285,161	—	plan?
Oct 1, 2018 FForm 4 →	Oct 3, 4:15 pm EDT	Tony OviedoEVP, PAO	1,476	$9.38	$13,845	65,815	—	plan?
Oct 1, 2018 FForm 4 →	Oct 3, 4:15 pm EDT	Robert John AndersonPresident	4,837	$9.38	$45,371	201,919	—	plan?
Oct 1, 2018 FForm 4 →	Oct 3, 4:14 pm EDT	Mark Lumpkin Jr.EVP and CFO	3,854	$9.38	$36,151	64,559	—	plan?
Oct 1, 2018 FForm 4 →	Oct 3, 4:14 pm EDT	Frank Alan LodzinskiCEO, Director	7,379	$9.38	$69,215	148,871	—	plan?
Aug 30, 2018 GForm 4 →	Aug 30, 2:54 pm EDT	Frank Alan LodzinskiCEO, Director	28,286	—	—	273,790	—	plan?
Aug 20, 2018 AForm 5 →	Jan 30, 2019, 8:08 pm EST	Ray J Singleton Jr.Director	6,500	—	—	526,710	—	plan?
Jul 2, 2018 FForm 4 →	Jul 5, 4:32 pm EDT	Frank Alan LodzinskiCEO, Director	4,607	$8.85	$40,772	170,393	—	plan?
Jul 2, 2018 FForm 4 →	Jul 5, 4:31 pm EDT	Robert John AndersonPresident	4,837	$8.85	$42,807	206,756	—	plan?
Jul 2, 2018 FForm 4 →	Jul 5, 4:31 pm EDT	Tony OviedoEVP, PAO	1,725	$8.85	$15,266	67,291	—	plan?
May 17, 2018 GForm 4 →	May 17, 4:17 pm EDT	Frank Alan LodzinskiCEO, Director	75,650	—	—	259,647	—	plan?
Apr 30, 2018 FForm 4 →	May 2, 4:45 pm EDT	Mark Lumpkin Jr.EVP and CFO	2,187	$10.33	$22,592	68,413	—	plan?
Apr 30, 2018 FForm 4 →	May 2, 4:45 pm EDT	Robert John AndersonPresident	13,117	$10.33	$135,499	211,593	—	plan?
Apr 30, 2018 FForm 4 →	May 2, 4:44 pm EDT	Tony OviedoEVP, PAO	2,030	$10.33	$20,970	69,016	—	plan?
Apr 30, 2018 FForm 4 →	May 2, 4:44 pm EDT	Frank Alan LodzinskiCEO, Director	12,175	$10.33	$125,768	212,825	—	plan?
Apr 2, 2018 FForm 4 →	Apr 3, 5:06 pm EDT	Mark Lumpkin Jr.EVP and CFO	2,624	$10.12	$26,555	70,600	—	plan?
Apr 2, 2018 FForm 4 →	Apr 3, 5:06 pm EDT	Tony OviedoEVP, PAO	1,218	$10.12	$12,326	71,046	—	plan?
Feb 28, 2018 AForm 4 →	Mar 2, 5:06 pm EST	Robert John AndersonEVP	47,500	—	—	224,710	—	plan?
Feb 28, 2018 AForm 4 →	Mar 2, 5:04 pm EST	Frank Alan LodzinskiCEO, Director	75,000	—	—	225,000	—	plan?
Feb 28, 2018 AForm 4 →	Mar 2, 4:57 pm EST	Mark Lumpkin Jr.EVP and CFO	27,500	—	—	73,224	—	plan?
Feb 28, 2018 AForm 4 →	Mar 2, 4:54 pm EST	Tony OviedoEVP, PAO	25,000	—	—	72,264	—	plan?
Feb 9, 2018 GForm 4 →	Feb 12, 4:11 pm EST	Frank Alan LodzinskiCEO, Director	29,024	—	—	221,822	—	plan?
Jan 2, 2018 FForm 4 →	Feb 2, 4:28 pm EST	Robert John AndersonEVP	4,984	$10.63	$52,980	177,210	—	plan? late
Jan 2, 2018 FForm 4 →	Feb 2, 4:25 pm EST	Ray J Singleton Jr.EVP, Director	3,814	$10.63	$40,543	520,210	—	plan? late
Jan 2, 2018 FForm 4 →	Feb 2, 4:23 pm EST	Tony OviedoEVP, PAO	1,368	$10.63	$14,542	47,264	—	plan? late
Jan 2, 2018 FForm 4 →	Feb 2, 4:22 pm EST	Frank Alan LodzinskiCEO, Director	10,488	$10.63	$111,487	164,512	—	plan? late
Jan 2, 2018 FForm 4 →	Jan 9, 4:17 pm EST	Mark Lumpkin Jr.EVP and CFO	4,276	$10.63	$45,454	45,724	—	plan? late
Dec 6, 2017 AForm 4 →	Dec 8, 6:09 pm EST	Tony OviedoEVP, PAO	20,000	—	—	50,000	—	plan?
Dec 6, 2017 AForm 4 →	Dec 8, 5:42 pm EST	Robert John AndersonEVP	100,000	—	—	185,613	—	plan?
Dec 6, 2017 AForm 4 →	Dec 8, 5:37 pm EST	Mark Lumpkin Jr.EVP and CFO	10,000	—	—	50,000	—	plan?
Dec 6, 2017 AForm 4 →	Dec 8, 5:32 pm EST	Frank Alan LodzinskiCEO, Director	150,000	—	—	200,000	—	plan?
Dec 6, 2017 AForm 4 →	Dec 8, 5:18 pm EST	Jay Frederick JoliatDirector	13,000	—	—	22,000	—	plan?
Dec 6, 2017 AForm 4 →	Dec 8, 5:17 pm EST	Zachary G. UrbanDirector	13,000	—	—	25,415	—	plan?
Oct 2, 2017 FForm 5 →	Feb 2, 2018, 4:15 pm EST	Robert John AndersonEVP	3,419	$10.99	$37,575	182,194	—	plan?
Oct 2, 2017 FForm 5 →	Feb 2, 2018, 4:14 pm EST	Ray J Singleton Jr.EVP, Director	3,478	$10.99	$38,223	524,024	—	plan?
Oct 2, 2017 FForm 5 →	Feb 2, 2018, 4:11 pm EST	Tony OviedoEVP, PAO	1,368	$10.99	$15,034	48,632	—	plan?
Oct 2, 2017 FGForm 5 →	Feb 2, 2018, 4:09 pm EST	Frank Alan LodzinskiCEO, Director	39,512	$10.99	$115,263	207,310	—	plan?
Aug 21, 2017 AForm 4 →	Aug 23, 5:05 pm EDT	Mark Lumpkin Jr.EVP and CFO	40,000	—	—	40,000	—	plan?
Jul 14, 2017 SForm 4 →	Jul 19, 4:31 pm EDT	Robert John AndersonEVP	15,000	$10.00	$150,000	85,613	−14.9%	plan? late
May 22, 2017 GForm 4 →	Aug 14, 5:44 pm EDT	Frank Alan LodzinskiCEO, Director	50,000	—	—	192,798	—	plan? late
May 9, 2017 AJForm 4 →	Dec 8, 5:16 pm EST	Phil D KramerDirector	31,000	—	—	22,000	—	plan? late
May 9, 2017 JForm 4 →	May 19, 4:44 pm EDT	Robert John AndersonEVP	175,613	—	—	100,613	—	plan? late
May 9, 2017 JForm 4 →	May 18, 5:38 pm EDT	Robert L ZorichDirector, 10% Owner	27,487,356	—	—	0	—	plan? late
May 9, 2017 JForm 4 →	May 18, 5:34 pm EDT	Oak Valley Resources, LLC +110% Owner	27,487,356	—	—	0	—	plan? late
May 9, 2017 JForm 4 →	May 18, 5:22 pm EDT	Jay Frederick JoliatDirector	140,451	—	—	69,763	—	plan? late
May 9, 2017 JForm 4 →	May 18, 5:16 pm EDT	Zachary G. UrbanDirector	21,415	—	—	12,415	—	plan? late
May 1, 2017 GJForm 4 →	May 19, 4:47 pm EDT	Frank Alan LodzinskiCEO, Director	567,298	—	—	167,798	—	plan? late
Oct 12, 2016 AForm 4 →	Oct 14, 5:34 pm EDT	Phil D KramerDirector	9,000	—	—	9,000	—	plan?
Jun 21, 2016 PForm 4 →	Jun 23, 7:55 pm EDT	Robert L ZorichDirector, 10% Owner	38,000	$10.50	$399,000	9,162,452	+0.42%	plan?
Jun 21, 2016 PForm 4 →	Jun 23, 7:54 pm EDT	Oak Valley Resources, LLC +110% Owner	38,000	$10.50	$399,000	9,162,452	+0.42%	plan?
Jun 21, 2016 PForm 4 →	Jun 22, 4:38 pm EDT	Ray J Singleton Jr.EVP, Director	9,500	$10.50	$99,750	527,502	+1.83%	plan?
Jun 21, 2016 PForm 4 →	Jun 22, 4:36 pm EDT	Frank Alan LodzinskiCEO, Director	24,500	$10.50	$257,250	174,500	+16.3%	plan?
Jun 1, 2016 AForm 4 →	Jun 3, 5:38 pm EDT	Ray J Singleton Jr.EVP, Director	65,000	—	—	518,002	—	plan?
Jun 1, 2016 AForm 4 →	Jun 2, 6:19 pm EDT	Zachary G. UrbanDirector	9,000	—	—	9,000	—	plan?
Jun 1, 2016 AForm 4 →	Jun 2, 6:17 pm EDT	Robert John AndersonEVP	75,000	—	—	75,000	—	plan?
Jun 1, 2016 AForm 4 →	Jun 2, 6:14 pm EDT	Frank Alan LodzinskiCEO, Director	150,000	—	—	150,000	—	plan?
Jun 1, 2016 AForm 4 →	Jun 2, 6:07 pm EDT	G. Bret WonsonVP	25,000	—	—	25,000	—	plan?
Jun 1, 2016 AForm 4 →	Jun 2, 5:48 pm EDT	Jay Frederick JoliatDirector	9,000	—	—	9,000	—	plan?
Jan 14, 2016 PForm 4 →	Jan 19, 4:51 pm EST	Jay Frederick JoliatDirector	10,000	$11.72	$117,200	10,000	—	plan?
Dec 19, 2014 MForm 4 →	Apr 28, 2015, 4:14 pm EDT	Ray J Singleton Jr.EVP, Director	1,964	—	—	453,002	—	plan? late
Dec 19, 2014 MForm 4 →	Apr 28, 2015, 4:11 pm EDT	Richard RodgersDirector	3,676	—	—	15,938	—	plan? late
Dec 19, 2014 MForm 4 →	Apr 28, 2015, 4:08 pm EDT	Monroe W Robertson Jr.Director	3,676	—	—	22,684	—	plan? late
Dec 19, 2014 MForm 4 →	Apr 28, 2015, 4:06 pm EDT	Andrew P CalerichDirector	3,676	—	—	8,124	—	plan? late
Apr 1, 2014 MForm 4 →	Apr 28, 2015, 4:12 pm EDT	Ray J Singleton Jr.EVP, Director	443	—	—	451,481	—	plan? late

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jun 1, 2018 JForm 4 →	Jun 5, 6:06 pm EDT	Bold Energy Holdings, LLC +210% Owner	650,000	—	—	33,956,524	—
May 18, 2017 JForm 4 →	May 22, 4:07 pm EDT	Bold Energy Holdings, LLC +210% Owner	1,464,304	—	—	34,606,524	—
Feb 10, 2017 AForm 4 →	Feb 14, 6:14 pm EST	Tony OviedoEVP, PAO	30,000	—	—	30,000	—
Dec 19, 2014 MForm 4 →	Apr 28, 2015, 4:14 pm EDT	Ray J Singleton Jr.EVP, Director	1,964	—	—	0	—	late
Dec 19, 2014 MForm 4 →	Apr 28, 2015, 4:11 pm EDT	Richard RodgersDirector	3,676	—	—	0	—	late
Dec 19, 2014 MForm 4 →	Apr 28, 2015, 4:08 pm EDT	Monroe W Robertson Jr.Director	3,676	—	—	0	—	late
Dec 19, 2014 MForm 4 →	Apr 28, 2015, 4:06 pm EDT	Andrew P CalerichDirector	3,676	—	—	0	—	late
Apr 1, 2014 MForm 4 →	Apr 28, 2015, 4:12 pm EDT	Ray J Singleton Jr.EVP, Director	443	—	—	886	—	late