SEC Form 4 · accession 0000010254-18-000041
EARTHSTONE ENERGY INC · ESTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Lumpkin Jr.
Officer — EVP and CFO
Period of report
Oct 1, 2018
Accepted (ET)
Oct 3, 2018 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010254
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 1, 2018 | F | 3,854 | $9.38 | D | 64,559 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on October 1, 2018 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.