SEC Form 4 · accession 0001354488-15-001951
EARTHSTONE ENERGY INC · ESTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ray J Singleton Jr.
Officer — EVP · Director
Period of report
Apr 1, 2014
Accepted (ET)
Apr 28, 2015 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010254
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 1, 2014 | M | 443 | $0.00 | A | 451,481 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock AwardF1,F2 | — | Apr 1, 2014 | M | 443 | D | — | — | Common Stock | 443 | 886 | D |
Explanation of responses
- F1Each share of restricted stock represents the contingent right to receive one share of Earthstone Energy, Inc. (Issuer) common stock.
- F2On May 21, 2013, the Reporting Person was granted a restricted stock award that vested in three annual installments: 443 shares on April 1, 2014, 443 shares on April 1, 2015, and 443 shares on April 1, 2016.