SEC Form 4 · accession 0001209191-18-015795
EARTHSTONE ENERGY INC · ESTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert John Anderson
Officer — EVP
Period of report
Feb 28, 2018
Accepted (ET)
Mar 2, 2018 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010254
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 28, 2018 | A | 47,500 | — | A | 224,710 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This restricted stock unit award is time vested and will vest on an equal quarterly basis over a three year period beginning June 30, 2018, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer.