SEC Form 4 · accession 0000010254-18-000020
EARTHSTONE ENERGY INC · ESTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Alan Lodzinski
Officer — CEO · Director
Period of report
Jul 2, 2018
Accepted (ET)
Jul 5, 2018 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010254
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 2, 2018 | F | 4,607 | $8.85 | D | 170,393 | D | |
| Class A Common StockF2 | holding | — | — | — | 259,647 | I | By Azure Energy, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on July 2, 2018 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.
- F2The reporting person disclaims beneficial ownership of any shares of the Registrant's Class A Common Stock held by Azure Energy, LLC, except to the extent of his pecuniary interest therein.