SEC Form 4 · accession 0001209191-17-049980
EARTHSTONE ENERGY INC · ESTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Lumpkin Jr.
Officer — EVP and CFO
Period of report
Aug 21, 2017
Accepted (ET)
Aug 23, 2017 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010254
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 21, 2017 | A | 40,000 | — | A | 40,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This restricted stock unit award vests as to 13,334 units on January 1, 2018 and the remaining 26,666 units in 12 equal monthly installments beginning on January 31, 2018, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer.