SEC Form 4 · accession 0000010254-19-000016
EARTHSTONE ENERGY INC · ESTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Lumpkin Jr.
Officer — EVP and CFO
Period of report
Jan 28, 2019
Accepted (ET)
Jan 30, 2019 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010254
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 28, 2019 | A | 67,575 | — | A | 129,749 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This restricted stock unit award vests on an equal quarterly basis over a three-year period with the first vesting date on March 31, 2019, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer.