SEC Form 4 · accession 0001209191-17-064771
EARTHSTONE ENERGY INC · ESTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phil D Kramer
Director
Period of report
Dec 6, 2017
Accepted (ET)
Dec 8, 2017 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010254
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class Common StockF2,F1 | May 9, 2017 | J | 9,000 | — | D | 0 | D | |
| Class A Common StockF2,F1 | May 9, 2017 | J | 9,000 | — | A | 9,000 | D | |
| Class A Common StockF3,F2 | Dec 6, 2017 | A | 13,000 | — | A | 22,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock, $0.001 par value per share, was reclassified into one share of Class A common stock, $0.001 par value per share.
- F2Includes a restricted stock unit award that vests as to 500 units on December 31, 2017, subject to the terms of the restricted stock agreement. Each stock unit represents the contingent right to receive one share of Class A common stock of the Issuer
- F3This restricted stock award unit vests in four equal quarterly installments beginning on March 31, 2018, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of Class A common stock of the Issuer.