SEC Form 5 · accession 0001209191-18-006816
EARTHSTONE ENERGY INC · ESTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tony Oviedo
Officer — EVP, PAO
Period of report
Dec 31, 2017
Accepted (ET)
Feb 2, 2018 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010254
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 2, 2017 | F | 1,368 | $10.99 | D | 48,632 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Class A common stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on October 2, 2017 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.