Daily feed · SEC Form 4 filings

All insider purchases — Dec 13, 2018

Every open-market insider purchase (transaction code P, price above zero) reported to the SEC, bucketed by trading day.

203 filings · trading day Dec 13, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 10, 2018 PForm 4 →	Dec 12, 5:57 pm EST	REATA PHARMACEUTICALS INCRETA	CPMG IncDirector, 10% Owner	110,826	$59.41	$6,583,834	281,918	+64.8%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 5:58 pm EST	REATA PHARMACEUTICALS INCRETA	R Kent McGaughy Jr.Director, 10% Owner	110,826	$59.41	$6,583,834	3,023,349	+3.81%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 5:59 pm EST	REATA PHARMACEUTICALS INCRETA	James W Traweek Jr.10% Owner	110,826	$59.41	$6,583,834	3,023,349	+3.81%	plan?
Dec 12, 2018 PForm 4 →	Dec 12, 9:20 pm EST	AramarkARMK	Eric J FossChairman, President and CEO, Director	92,564	$32.46	$3,004,183	1,679,407	+5.83%	plan?
Dec 13, 2018 PForm 4 →	Dec 13, 2:16 pm EST	Crescent Capital BDC, Inc.no symbol	Texas County & District Retirement System10% Owner	139,605	$20.04	$2,798,100	3,285,037	+4.44%	plan?
Oct 8, 2018 PForm 4 →	Dec 13, 3:08 pm EST	Endurance Exploration Group, Inc.EXPL	Micah James EldredPresident & CEO, Director, 10% Owner	12,100,000	$0.1316	$1,592,000	31,595,815	+62.1%	plan? late
Dec 10, 2018 PForm 4 →	Dec 12, 6:23 pm EST	Achaogen, Inc.AKAO	Robert W Duggan10% Owner	743,348	$1.62	$1,202,799	9,187,309	+8.80%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 4:19 pm EST	CADIZ INCCDZI	Water Asset Management LLC10% Owner	111,000	$9.88	$1,096,680	3,078,162	+3.74%	plan?
Dec 12, 2018 PForm 4 →	Dec 12, 5:49 pm EST	NEWMARK GROUP, INC.NMRK	Barry M GosinChief Executive Officer	102,796	$9.25	$950,863	2,209,378	+4.88%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 6:01 pm EST	SYNALLOY CORPSYNL	Privet Fund Management LLC +210% Owner	36,984	$15.57	$575,910	55,621	+198%	plan?
Dec 12, 2018 PForm 4 →	Dec 12, 4:32 pm EST	Barings BDC, Inc.BBDC	BARINGS LLC10% Owner	52,395	$9.90	$518,501	11,776,927	+0.45%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 5:50 pm EST	REVLON INC /DE/REV	Ronald O PerelmanDirector, 10% Owner	21,191	$24.41	$517,171	45,098,321	+0.05%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 8:37 am EST	LAKELAND FINANCIAL CORPLKFN	M Scott WelchDirector	8,750	$42.78	$374,301	145,198	+6.41%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 2:09 pm EST	Compass Diversified HoldingsCODI	Elias SaboOther	25,000	$14.22	$355,485	585,549	+4.46%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 4:09 pm EST	DISH Network CORPDISH	James DefrancoExecutive Vice President, Director	10,000	$31.47	$314,650	1,328,529	+0.76%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 4:00 pm EST	WASHINGTON PRIME GROUP INC.WPG	Robert J LaikinDirector	49,200	$6.09	$299,667	69,200	+246%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 7:04 am EST	CHESAPEAKE ENERGY CORPCHK	R Brad MartinDirector	110,000	$2.65	$291,500	75,000	—	plan?
Dec 12, 2018 PForm 4 →	Dec 12, 5:31 pm EST	E.W. SCRIPPS CoSSP	Mary Peirce10% Owner	16,489	$17.26	$284,580	446,421	+3.84%	plan?
Dec 7, 2018 PForm 4 →	Dec 13, 2:15 pm EST	Spark Energy, Inc.SPKE	W Keith Maxwell III +2Director, 10% Owner	30,028	$8.72	$261,844	1,401,547	+2.19%	plan? late
Dec 10, 2018 PForm 4 →	Dec 12, 6:15 pm EST	RiceBran TechnologiesRIBT	CONTINENTAL GRAIN CO10% Owner	75,000	$3.35	$251,268	5,613,035	+1.35%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 12:27 pm EST	RTI SURGICAL, INC.RTIX	Jonathon M SingerCFO/CAO	50,000	$4.28	$214,000	264,844	+23.3%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 7:00 pm EST	Hilton Grand Vacations Inc.HGV	David William JohnsonDirector	7,000	$28.54	$199,753	43,135	+19.4%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 2:17 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alfred M Et Al RankinChairman, Director	3,156	$62.41	$196,965	469	—	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 2:22 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Victoire G RankinOther	3,156	$62.41	$196,965	469	—	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 1:21 pm EST	OVERSEAS SHIPHOLDING GROUP INCOSG	Samuel H NortonPresident and CEO, Director	100,000	$1.97	$196,625	625,841	+19.0%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 2:35 pm EST	OTELCO INC.OTEL	Ira Sochet10% Owner	11,870	$16.04	$190,421	738,634	+1.63%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 9:51 am EST	MSB FINANCIAL CORPMSBF	Lawrence B SeidmanDirector, 10% Owner	10,200	$17.64	$179,928	69,098	+17.3%	plan?
Dec 12, 2018 PForm 4 →	Dec 12, 5:44 pm EST	Versum Materials, Inc.VSM	Thomas RiordanDirector	6,000	$29.03	$174,150	20,005	+42.8%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 10:52 am EST	AMERICAN WOODMARK CORPAMWD	Steven Cary DunstonPresident & C.E.O., Director	2,500	$60.53	$151,330	49,582	+5.31%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 8:52 am EST	U S PHYSICAL THERAPY INC /NVUSPH	Harry S ChapmanDirector	1,200	$110.69	$132,828	41,450	+2.98%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 4:34 pm EST	DESTINATION XL GROUP, INC.DXLG	CANNELL CAPITAL LLC10% Owner	51,931	$2.51	$130,173	5,081,611	+1.03%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 12:09 pm EST	NCS Multistage Holdings, Inc.NCSM	John D DeaneDirector	20,000	$6.46	$129,200	85,902	+30.3%	plan?
Dec 11, 2018 PForm 4 →	Dec 12, 4:40 pm EST	AVEO PHARMACEUTICALS INCAVEO	Growth Equity Opportunities IV, LLC +310% Owner	61,200	$1.98	$121,084	20,396,038	+0.30%	plan?
Dec 11, 2018 PForm 4 →	Dec 12, 4:41 pm EST	AVEO PHARMACEUTICALS INCAVEO	Peter J Barris10% Owner	61,200	$1.98	$121,084	20,396,038	+0.30%	plan?
Dec 11, 2018 PForm 4 →	Dec 12, 4:41 pm EST	AVEO PHARMACEUTICALS INCAVEO	Forest Baskett10% Owner	61,200	$1.98	$121,084	20,396,038	+0.30%	plan?
Dec 11, 2018 PForm 4 →	Dec 12, 4:41 pm EST	AVEO PHARMACEUTICALS INCAVEO	Anthony A. Florence Jr.10% Owner	61,200	$1.98	$121,084	20,396,038	+0.30%	plan?
Dec 11, 2018 PForm 4 →	Dec 12, 4:42 pm EST	AVEO PHARMACEUTICALS INCAVEO	Mohamad Makhzoumi10% Owner	61,200	$1.98	$121,084	20,396,038	+0.30%	plan?
Dec 11, 2018 PForm 4 →	Dec 12, 4:42 pm EST	AVEO PHARMACEUTICALS INCAVEO	Joshua Makower10% Owner	61,200	$1.98	$121,084	20,396,038	+0.30%	plan?
Dec 11, 2018 PForm 4 →	Dec 12, 4:43 pm EST	AVEO PHARMACEUTICALS INCAVEO	David M Mott10% Owner	61,200	$1.98	$121,084	20,396,038	+0.30%	plan?
Dec 11, 2018 PForm 4 →	Dec 12, 4:43 pm EST	AVEO PHARMACEUTICALS INCAVEO	Scott D Sandell10% Owner	61,200	$1.98	$121,084	20,396,038	+0.30%	plan?
Dec 11, 2018 PForm 4 →	Dec 12, 4:44 pm EST	AVEO PHARMACEUTICALS INCAVEO	Peter W. Sonsini10% Owner	61,200	$1.98	$121,084	20,396,038	+0.30%	plan?
Dec 11, 2018 PForm 4 →	Dec 12, 4:35 pm EST	THOR INDUSTRIES INCTHO	J Allen KosowskyDirector	2,000	$59.17	$118,340	12,263	+19.5%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 4:35 pm EST	THOR INDUSTRIES INCTHO	Jan SuwinskiDirector	2,000	$58.20	$116,390	19,263	+11.6%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 4:10 pm EST	Sequential Brands Group, Inc.SQBG	PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. +110% Owner	118,195	$0.87	$102,830	7,523,358	+1.60%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 2:19 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alfred M Et Al RankinChairman, Director	1,578	$63.56	$100,291	472	—	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 2:24 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Victoire G RankinOther	1,578	$63.56	$100,291	472	—	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 1:07 pm EST	Independent Bank Group, Inc.IBTX	Brian E HobartVice Chairman and CLO, Director	1,970	$50.50	$99,494	124,375	+1.61%	plan?
Dec 12, 2018 PForm 4 →	Dec 12, 4:05 pm EST	AMERICAN FINANCIAL GROUP INCAFG	Gregory G JosephDirector	1,000	$92.91	$92,912	54,477	+1.87%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 5:17 pm EST	TALOS ENERGY INC.TALO	Neal P GoldmanDirector	5,000	$18.10	$90,500	13,242	+60.7%	plan?
Dec 11, 2018 PForm 4 →	Dec 12, 7:18 pm EST	WRAP TECHNOLOGIES, INC.WRTC	Scot CohenEXECUTIVE CHAIRMAN, Director, 10% Owner	25,000	$3.38	$84,500	5,229,906	+0.48%	plan?
Dec 12, 2018 PForm 4 →	Dec 12, 6:11 pm EST	SUPERIOR ENERGY SERVICES INCSPN	Harold J BouillionDirector	20,000	$4.22	$84,350	110,622	+22.1%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 6:54 pm EST	COOPER COMPANIES INCCOO	Allan E RubensteinDirector	348	$241.59	$84,075	100	—	plan?
Dec 10, 2018 PForm 4 →	Dec 13, 7:04 am EST	PATRICK INDUSTRIES INCPATK	M Scott WelchDirector	2,156	$34.10	$73,520	8,121	+36.1%	plan? late
Dec 11, 2018 PForm 4 →	Dec 13, 2:25 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Bruce T RankinOther	1,142	$62.79	$71,708	472	—	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 2:26 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Trust dated 9/28/2000 between Alfred M. Rankin, Jr., as Trustee & Bruce T. Rankin, for the benefit of Bruce T. RankinOther	1,142	$62.79	$71,708	472	—	plan?
Dec 6, 2018 PForm 4 →	Dec 12, 5:28 pm EST	Trinity Place Holdings Inc.TPHS	MFP PARTNERS LP +210% Owner	15,279	$4.68	$71,554	4,540,303	+0.34%	plan? late
Dec 11, 2018 PForm 4 →	Dec 12, 6:50 pm EST	Quotient LtdQTNT	Frederick HallsworthDirector	10,000	$6.50	$65,000	65,037	+18.2%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 3:02 pm EST	MSB FINANCIAL CORPMSBF	Lawrence B SeidmanDirector, 10% Owner	3,600	$17.40	$62,640	69,625	+5.45%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 2:46 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Thomas T RankinOther	992	$62.79	$62,289	23,853	+4.34%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 2:49 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Corbin RankinOther	992	$62.79	$62,289	23,853	+4.34%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 10:20 am EST	MOHAWK INDUSTRIES INCMHK	Bruce BruckmannDirector	500	$119.00	$59,500	283,948	+0.18%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 4:35 pm EST	OCULAR THERAPEUTIX, INCOCUL	Kevin F. HanleySEE REMARKS	10,000	$5.60	$56,000	10,000	—	plan?
Dec 11, 2018 PForm 4 →	Dec 12, 5:49 pm EST	PB Bancorp, Inc.PBBI	Jitendra SinhaDirector	5,000	$11.05	$55,268	37,306	+15.5%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 2:41 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne R RankinDirector	808	$62.79	$50,738	471	—	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 2:43 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe O RankinOther	808	$62.79	$50,738	471	—	plan?
Dec 12, 2018 PForm 4 →	Dec 12, 5:06 pm EST	OptiNose, Inc.OPTN	Joseph C ScodariDirector	6,430	$7.89	$50,733	6,430	—	plan?
Dec 11, 2018 PForm 4 →	Dec 12, 4:01 pm EST	First Choice BancorpFCBP	Peter HuiDirector	2,300	$21.96	$50,497	661,424	+0.35%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 4:09 pm EST	TCG BDC, INC.CGBD	Michael Anthony HartCEO, Director	3,500	$14.43	$50,496	40,988	+9.34%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 1:06 pm EST	Independent Bank Group, Inc.IBTX	Daniel W BrooksVice Chairman and CRO, Director	1,000	$50.21	$50,208	111,008	+0.91%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 5:01 pm EST	Hunt Companies Finance Trust, Inc.HCFT	James Christopher HuntDirector	15,000	$3.34	$50,160	105,000	+16.7%	plan?
Dec 13, 2018 PForm 4 →	Dec 13, 2:42 pm EST	First Trust Intermediate Duration Preferred & Income FundFPF	Scott T FlemingOther	2,500	$19.52	$48,800	12,500	+25.0%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 12:19 pm EST	PB Bancorp, Inc.PBBI	Charles H PufferDirector	4,439	$10.95	$48,607	131,825	+3.48%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 4:19 pm EST	Transocean Ltd.RIG	Vanessa C L ChangDirector	6,000	$8.00	$48,000	9,700	+162%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 5:18 pm EST	Minerva Neurosciences, Inc.NERV	William F DoyleDirector	6,000	$7.97	$47,800	20,611	+41.1%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 6:32 pm EST	Builders FirstSource, Inc.BLDR	David E RushSVP - COO - East	4,000	$11.73	$46,920	30,390	+15.2%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 6:59 pm EST	IRIDEX CORPIRIX	Robert Earle GroveDirector	10,857	$4.23	$45,878	10,857	—	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 2:32 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Roger F RankinOther	677	$62.41	$42,252	394	—	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 2:37 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alison A RankinOther	677	$62.41	$42,252	394	—	plan?
Dec 11, 2018 PForm 4 →	Dec 12, 5:49 pm EST	Live Oak Bancshares, Inc.LOB	Miltom Emmett PettyDirector	3,000	$13.64	$40,913	89,512	+3.47%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 5:23 pm EST	EYEGATE PHARMACEUTICALS INCEYEG	ARMISTICE CAPITAL, LLC +2Director, 10% Owner	100,353	$0.4017	$40,316	17,262,853	+0.58%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 2:33 pm EST	CatchMark Timber Trust, Inc.CTT	Donald S MossDirector	5,000	$8.04	$40,200	47,224	+11.8%	plan?
May 18, 2018 PForm 5 →	Dec 13, 6:57 am EST	INNOSPEC INC.IOSP	David LandlessDirector	500	$75.80	$37,900	500	—	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 1:36 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	John C Butler Jr.Other	595	$62.79	$37,363	471	—	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 1:40 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Helen Rankin ButlerOther	595	$62.79	$37,363	471	—	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 1:49 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara R WilliamsOther	593	$62.79	$37,236	470	—	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 1:50 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	David B WilliamsOther	593	$62.79	$37,236	470	—	plan?
Dec 11, 2018 PForm 4 →	Dec 12, 5:51 pm EST	Cue Biopharma, Inc.CUE	Christopher A MarlettDirector	7,543	$4.86	$36,659	7,543	—	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 2:27 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara L T RankinOther	519	$62.79	$32,589	13,275	+4.07%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 2:29 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Trust dated 1/1/1977, PNC Bank & Alfred M. Rankin, Jr. as Co-Trustees & Clara L.T. Rankin, fbo Clara L.T. RankinOther	519	$62.79	$32,589	13,275	+4.07%	plan?
Dec 11, 2018 PForm 4 →	Dec 12, 8:21 pm EST	BayCom CorpBCML	George J. GuariniPresident and CEO, Director	1,400	$23.00	$32,200	120,772	+1.17%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 2:17 pm EST	FULL HOUSE RESORTS INCFLL	Daniel R LeeChief Executive Officer, Director	15,000	$2.15	$32,200	144,735	+11.6%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 4:11 pm EST	SOUTHSIDE BANCSHARES INCSBSI	Tony K MorganDirector	1,000	$31.85	$31,854	11,463	+9.56%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 4:29 pm EST	Goldman Sachs Middle Market Lending Corp.no symbol	Timothy J LeachDirector	1,548	$19.39	$30,000	12,436	+14.2%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 4:33 pm EST	Goldman Sachs Middle Market Lending Corp.no symbol	Richard A MarkDirector	1,548	$19.39	$30,000	12,436	+14.2%	plan?
Dec 12, 2018 PForm 4 →	Dec 12, 7:31 pm EST	ACELRX PHARMACEUTICALS INCACRX	Vincent J. AngottiChief Executive Officer, Director	10,000	$2.99	$29,890	51,040	+24.4%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 1:17 pm EST	Knight-Swift Transportation Holdings Inc.KNX	Robert E Synowicki Jr.Director	1,000	$28.83	$28,830	9,478	+11.8%	plan?
Dec 12, 2018 PForm 4 →	Dec 12, 5:48 pm EST	Live Oak Bancshares, Inc.LOB	H K LandisDirector	2,000	$14.13	$28,265	195,310	+1.03%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 4:44 pm EST	LANDS' END, INC.LE	Jignesh PatelDirector	2,000	$14.00	$28,000	12,000	+20.0%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 11:14 am EST	REINSURANCE GROUP OF AMERICA INCRGA	Timothy T MatsonEVP, Chief Investment Officer	200	$137.57	$27,514	4,130	+5.09%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 10:00 am EST	FIRST UNITED CORP/MD/FUNC	Irvin Robert RudyDirector	1,500	$17.60	$26,400	29,008	+5.45%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 9:01 am EST	AROTECH CORPARTX	Jon B KutlerDirector	10,000	$2.59	$25,885	1,789,879	+0.56%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 1:05 pm EST	Independent Bank Group, Inc.IBTX	Craig E HolmesDirector	500	$51.56	$25,782	15,066	+3.43%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 5:12 pm EST	Hunt Companies Finance Trust, Inc.HCFT	James A BriggsChief Financial Officer	7,500	$3.33	$24,995	7,500	—	plan?
Dec 13, 2018 PForm 4 →	Dec 13, 3:25 pm EST	CORPORATE OFFICE PROPERTIES TRUSTOFC	Stephen E BudorickPresident & CEO	1,035	$23.19	$24,002	115,750	+0.90%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 1:39 pm EST	REED'S, INC.REED	John BelloDirector	10,000	$2.37	$23,731	1,149,182	+0.88%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 4:37 pm EST	PENN NATIONAL GAMING INCPENN	Ronald J NaplesDirector	1,000	$22.72	$22,720	3,000	+50.0%	plan?
Dec 12, 2018 PForm 4 →	Dec 12, 4:31 pm EST	Vectrus, Inc.VEC	William F MurdyDirector	1,000	$22.23	$22,230	13,002	+8.33%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 4:07 pm EST	TCG BDC, INC.CGBD	Venugopal RathiTreasurer	1,500	$14.46	$21,690	2,026	+285%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 4:04 pm EST	TCG BDC, INC.CGBD	Thomas M HenniganCFO	1,475	$14.44	$21,299	10,822	+15.8%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 2:34 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Roger F RankinOther	334	$63.56	$21,229	396	+539%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 2:39 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alison A RankinOther	334	$63.56	$21,229	396	+539%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 9:22 am EST	180 DEGREE CAPITAL CORP. /NY/TURN	Kevin RendinoChairman and CEO, Director	11,165	$1.90	$21,214	513,165	+2.22%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 9:03 am EST	AROTECH CORPARTX	Kenneth W CappellDirector	8,000	$2.63	$21,079	115,702	+7.43%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 4:27 pm EST	Goldman Sachs Middle Market Lending Corp.no symbol	Carlos E EvansDirector	1,032	$19.39	$20,000	8,291	+14.2%	plan?
Dec 11, 2018 PForm 4 →	Dec 12, 4:23 pm EST	WideOpenWest, Inc.WOW	Teresa L ElderChief Executive Officer, Director	2,395	$8.35	$19,998	614,040	+0.39%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 4:57 pm EST	SUNESIS PHARMACEUTICALS INCSNSS	William P. QuinnCFO,Sr.V.P. Finance, Corp.Dev.	40,000	$0.47	$18,800	52,000	+333%	plan?
Dec 12, 2018 PForm 4 →	Dec 12, 7:46 pm EST	Daseke, Inc.DSKE	Ronald J GaffordDirector	5,000	$3.54	$17,691	10,000	+100%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 2:27 pm EST	Reven Housing REIT, Inc.RVEN	Chad M. CarpenterPresident and CEO, Director	5,000	$3.42	$17,094	879,638	+0.57%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 8:30 pm EST	AgeX Therapeutics, Inc.AGE	Michael D WestChief Executive Officer, Director	4,000	$3.86	$15,443	15,460	+34.9%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 10:16 am EST	GENERAL AMERICAN INVESTORS CO INCGAM	Jeffrey W PriestPresident & CEO	500	$30.75	$15,374	81,226	+0.62%	plan?
Aug 17, 2017 PForm 4/A →	Dec 12, 2018, 4:19 pm EST	Transocean Ltd.RIG	Vanessa C L ChangDirector	2,000	$7.56	$15,120	3,700	+118%	plan?
Dec 12, 2018 PForm 4 →	Dec 12, 4:14 pm EST	GLADSTONE INVESTMENT CORPORATION\DEGAIN	David A R DullumPresident	1,400	$9.90	$13,860	93,216	+1.52%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 9:05 am EST	AROTECH CORPARTX	Dean M KruttyPresident and CEO	5,000	$2.61	$13,074	123,972	+4.20%	plan?
Dec 13, 2018 PForm 4 →	Dec 13, 1:57 pm EST	New Mountain Finance CorpNMFC	Karrie J. JerryCCO and Corporate Secretary	1,000	$12.90	$12,900	3,546	+39.3%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 12:32 pm EST	CONTINENTAL MATERIALS CORPCUO	Paul AinsworthChief Financial Officer	1,000	$12.77	$12,770	1,000	—	plan?
Dec 11, 2018 PForm 4 →	Dec 12, 5:02 pm EST	TEREX CORPTEX	John D SheehanSenior Vice President, CFO	434	$29.37	$12,747	168,309	+0.26%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 12:40 pm EST	CONTINENTAL MATERIALS CORPCUO	Ryan SullivanCOO	1,000	$12.50	$12,500	200	—	plan? amended
Dec 10, 2018 PForm 4 →	Dec 12, 8:00 pm EST	LiveXLive Media, Inc.LIVX	Robert S EllinCEO and Chairman, Director, 10% Owner	2,300	$4.76	$10,947	98,217	+2.40%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 10:43 am EST	NYMOX PHARMACEUTICAL CORPNYMX	James George RobinsonDirector	6,000	$1.71	$10,285	3,305,313	+0.18%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 4:34 pm EST	Goldman Sachs Middle Market Lending Corp.no symbol	Brendan McGovernSee Remarks	516	$19.39	$10,000	4,145	+14.2%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 4:35 pm EST	Goldman Sachs Middle Market Lending Corp.no symbol	Katherine UniackeDirector	516	$19.39	$10,000	4,145	+14.2%	plan?
Dec 12, 2018 PForm 4 →	Dec 12, 4:22 pm EST	Sirius International Insurance Group, Ltd.SG	James B Rogers Jr.Director	608	$15.50	$9,424	3,563	+20.6%	plan?
Dec 11, 2018 PForm 4 →	Dec 12, 4:04 pm EST	CRAFT BREW ALLIANCE, INC.BREW	Edwin A SmithPrincipal Accounting Officer	558	$15.65	$8,733	1,014	+122%	plan?
Dec 12, 2018 PForm 4 →	Dec 12, 5:50 pm EST	HUDSON TECHNOLOGIES INC /NYHDSN	Eric A ProutyDirector	5,000	$1.64	$8,200	75,690	+7.07%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 2:35 pm EST	SB ONE BANCORPSBBX	Anthony J LabozzettaPresident and CEO, Director	305	$23.66	$7,216	249,041	+0.12%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 2:25 pm EST	Bancorp 34, Inc.BCTF	Wortham A. CookDirector	389	$15.41	$5,994	7,383	+5.56%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 9:20 am EST	180 DEGREE CAPITAL CORP. /NY/TURN	Alicia M GiftTreasurer, Secretary	2,800	$1.91	$5,355	26,849	+11.6%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 8:33 am EST	Castle Brands IncROX	Alfred SmallSVP, CFO, TREAS. & SECRETARY	6,500	$0.7845	$5,099	438,476	+1.50%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 4:28 pm EST	Goldman Sachs Middle Market Lending Corp.no symbol	Jonathan LammSee Remarks	258	$19.39	$5,000	2,073	+14.2%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 9:57 am EST	BAY BANKS OF VIRGINIA INCBAYK	Vance H SpilmanDirector	500	$8.20	$4,100	12,500	+4.17%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 4:37 pm EST	Hunt Companies Finance Trust, Inc.HCFT	Walter C KeenanDirector	1,000	$3.39	$3,390	17,011	+6.25%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:21 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	James T RankinOther	42	$62.77	$2,636	469	+9.84%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:24 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Lynne T RankinOther	42	$62.77	$2,636	469	+9.84%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 4:30 pm EST	Goldman Sachs Middle Market Lending Corp.no symbol	Salvatore LentiniExecutive Vice President	129	$19.39	$2,500	1,036	+14.2%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 4:35 pm EST	Goldman Sachs Middle Market Lending Corp.no symbol	David YuSee Remarks	129	$19.39	$2,500	1,036	+14.2%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 2:40 pm EST	SB ONE BANCORPSBBX	Peter A MichelottiSEVP and COO, Director	106	$22.70	$2,406	13,981	+0.76%	plan?
Dec 11, 2018 PForm 4 →	Dec 12, 5:03 pm EST	TEREX CORPTEX	Brian J HenrySVP Finance, Bus Development	79	$29.23	$2,309	322,489	+0.02%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:36 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe R SeelbachOther	36	$62.79	$2,261	469	+8.31%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:39 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Scott W SeelbachOther	36	$62.79	$2,261	469	+8.31%	plan?
Nov 21, 2018 PForm 4 →	Dec 12, 4:03 pm EST	ETHEMA HEALTH CorpGRST	Shawn Edward LeonCEO, Director, 10% Owner	28,350	$0.079	$2,240	80,417,584	+0.04%	plan? late
Dec 11, 2018 PForm 4 →	Dec 12, 4:38 pm EST	RETRACTABLE TECHNOLOGIES INCRVP	Thomas J ShawPresident and CEO, Director, 10% Owner	3,338	$0.6528	$2,179	13,773,174	+0.02%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:03 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Jacob A KuipersOther	29	$62.81	$1,821	469	+6.59%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:05 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Julia L RankinOther	29	$62.81	$1,821	469	+6.59%	plan?
Dec 7, 2018 PForm 4/A →	Dec 13, 12:02 pm EST	AMARILLO BIOSCIENCES INCAMAR	Stephen T ChenPresident, Chairman & CEO, Director, 10% Owner	7,000	$0.2571	$1,800	458,000	+1.55%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:19 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Elizabeth B RankinOther	27	$62.79	$1,695	470	+6.09%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:31 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Matthew M RankinOther	27	$62.79	$1,695	470	+6.09%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 12:58 pm EST	ACNB CORPACNB	David L SitesDirector	46	$35.50	$1,633	30,992	+0.15%	plan?
Dec 7, 2018 PForm 4 →	Dec 12, 4:17 pm EST	AMARILLO BIOSCIENCES INCAMAR	Stephen T ChenPresident, Chairman & CEO, Director, 10% Owner	6,000	$0.2617	$1,570	457,000	+1.33%	plan? late amended
Dec 11, 2018 PForm 4 →	Dec 13, 3:32 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Thomas Parker RankinOther	21	$62.74	$1,318	397	+5.59%	plan?
Dec 12, 2018 PForm 4 →	Dec 12, 7:45 pm EST	UNICO AMERICAN CORPUNAM	Michael BudnitskyTreasurer, CFO and Secretary, Director	200	$6.10	$1,220	4,049	+5.20%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 2:17 pm EST	FERRELLGAS PARTNERS L PFGP	William E RuisingerInterim CFO	1,200	$0.95	$1,140	2,200	+120%	plan?
Dec 10, 2018 PForm 4 →	Dec 12, 4:53 pm EST	CSS INDUSTRIES INCCSS	Rebecca C MatthiasDirector	100	$10.75	$1,075	94,921	+0.11%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:12 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne R Rankin Jr.Other	14	$62.82	$879	469	+3.08%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:23 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Lauran RankinOther	14	$62.82	$879	469	+3.08%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 1:42 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara R ButlerOther	7	$62.90	$440	471	+1.51%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 1:45 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara Rankin Butler 2002 Trust DTD 11/5/2002Other	7	$62.90	$440	471	+1.51%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 1:46 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Griffin B ButlerOther	7	$62.90	$440	471	+1.51%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 1:47 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Griffin Bedwell Butler 2002 Trust DTD 11/5/2002Other	7	$62.90	$440	471	+1.51%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 2:59 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Evelyn R KuipersOther	7	$62.74	$439	469	+1.52%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:02 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	2013 Trust fbo Evelyn R. KuipersOther	7	$62.74	$439	469	+1.52%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:07 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Matilda Alan KuipersOther	7	$62.74	$439	469	+1.52%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:09 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Trust for Children of Julia Kuipers fbo Matilda Alan KuipersOther	7	$62.74	$439	469	+1.52%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:10 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne Read Rankin IIIOther	7	$62.74	$439	469	+1.52%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:13 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	James T. Rankin Jr.Other	7	$62.74	$439	469	+1.52%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:14 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Anne Farnham Rankin Trust 8/15/2012Other	7	$62.74	$439	396	+1.80%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:15 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	A Farnham RankinOther	7	$62.74	$439	396	+1.80%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:16 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne Rankin Trust for children of Claiborne Rankin Jr fbo Claiborne Read Rankin IIIOther	7	$62.74	$439	469	+1.52%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:17 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Elisabeth M RankinOther	7	$62.74	$439	396	+1.80%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:18 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alison A. Rankin, as trustee fbo Elisabeth M. Rankin under Irrevocable Trust, dated December 18, 1997, with Roger Rankin, GrantorOther	7	$62.74	$439	396	+1.80%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:20 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Vested Trust for James T. Rankin, Jr.Other	7	$62.74	$439	469	+1.52%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:26 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Margaret Pollard RankinOther	7	$62.74	$439	469	+1.52%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:27 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Vested Trust for Margaret Pollard RankinOther	7	$62.74	$439	469	+1.52%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:33 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	William A RankinOther	7	$62.74	$439	470	+1.51%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:34 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Matthew M. Rankin & James T. Rankin Co-Trustees for William Alexander Rankin U/A/D May 10, 2007Other	7	$62.74	$439	470	+1.51%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:37 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Isabelle SeelbachOther	7	$62.74	$439	469	+1.52%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:38 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe R. Seelbach, Trustee under Claiborne Rankin Trust for Children of Chloe R. Seelbach DTD 12/21/04 FBO Isabelle Scott SeelbachOther	7	$62.74	$439	469	+1.52%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:40 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Taplin E SeelbachOther	7	$62.74	$439	469	+1.52%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:41 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe R. Seelbach, Trustee UAD 2/2/05 The Taplin Elizabeth Seelbach TrustOther	7	$62.74	$439	469	+1.52%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:43 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Thomas Wilson SeelbachOther	7	$62.74	$439	469	+1.52%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:44 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe R. Seelbach, Trustee under Claiborne Rankin Trust for Children of Chloe R. Seelbach DTD 12/21/04 FBO Thomas Wilson SeelbachOther	7	$62.74	$439	469	+1.52%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 1:52 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Margo J.V. WilliamsOther	6	$62.79	$377	470	+1.29%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 1:53 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	David BH Williams, Trustee UAD The Margo Janison Victoire Williams 2004 TrustOther	6	$62.79	$377	470	+1.29%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 1:55 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Helen Charles WilliamsOther	6	$62.79	$377	470	+1.29%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 2:14 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	David BH Williams, Trustee UAD The Helen Charles Williams 2004 TrustOther	6	$62.79	$377	470	+1.29%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:06 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Trust dated December 21, 2004, between Claiborne R. Rankin, as trustee, & Julia L. Rankin, creating a trust FBO Julia L. RankinOther	6	$62.79	$377	396	+1.54%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:28 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Mary M RankinOther	6	$62.79	$377	470	+1.29%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 3:30 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Matthew M Rankin & James T. Rankin Co-Trustees for Mary M. Rankin U/A/D May 10, 2007Other	6	$62.79	$377	470	+1.29%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 2:47 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Thomas T RankinOther	4	$63.56	$254	472	+0.85%	plan?
Dec 12, 2018 PForm 4 →	Dec 13, 2:51 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Corbin RankinOther	4	$63.56	$254	472	+0.85%	plan?
Dec 13, 2018 PForm 4 →	Dec 13, 12:15 pm EST	AMARILLO BIOSCIENCES INCAMAR	Stephen T ChenPresident, Chairman & CEO, Director, 10% Owner	1,000	$0.24	$240	459,000	+0.22%	plan?
Dec 11, 2018 PForm 4 →	Dec 12, 5:02 pm EST	TEREX CORPTEX	Kevin A BarrSenior V. P. Human Resources	8	$29.23	$234	102,152	+0.01%	plan?
Dec 11, 2018 PForm 4 →	Dec 12, 6:36 pm EST	Crexendo, Inc.CXDO	Steven G MihayloChief Executive Officer, Director, 10% Owner	100	$2.10	$210	10,120,862	+0.00%	plan?
Dec 11, 2018 PForm 4 →	Dec 13, 1:33 pm EST	Live Current Media Inc.LIVC	Amir VahabzadehDirector	30	$0.06	$2	3,756,818	+0.00%	plan?

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.