SEC Form 4 · accession 0001225208-18-016560
Daseke, Inc. · DSKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Gafford
Director
Period of report
Dec 12, 2018
Accepted (ET)
Dec 12, 2018 · 7:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001642453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 12, 2018 | P | 5,000 | $3.5382 | A | 10,000 | D | |
| Common StockF2 | holding | — | — | — | 68,498 | I | By Gafford Investment, Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 12, 2018, Mr. Gafford purchased these shares in multiple trades at prices ranging from $3.5373 to $3.547. The price reported above reflects the weighted average purchase price. Mr. Gafford hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
- F2Held of record by Gafford Investment, Ltd. Mr. Gafford is the general partner of Gafford Investment, Ltd. and therefore may be deemed to beneficially own all of the shares held of record thereby; however, Mr. Gafford disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.