SEC Form 4 · accession 0001567619-18-007805
MSB FINANCIAL CORP · MSBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence B Seidman
Director · 10% Owner
Period of report
Dec 11, 2018
Accepted (ET)
Dec 13, 2018 · 9:51 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635261
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2018 | P | 2,393 | $17.64 | A | 105,174 | I | By Seidman and Associates, LLC |
| Common Stock | Dec 11, 2018 | P | 1,589 | $17.64 | A | 80,848 | I | By Seidman Investment Partnership, L.P. |
| Common Stock | Dec 11, 2018 | P | 1,647 | $17.64 | A | 119,093 | I | By Seidman Investment Partnership II, L.P. |
| Common Stock | Dec 11, 2018 | P | 187 | $17.64 | A | 24,680 | I | By Seidman Investment Partnership III, L.P. |
| Common Stock | Dec 11, 2018 | P | 1,290 | $17.64 | A | 57,429 | I | By LSBK06--08, L.L.C. |
| Common Stock | Dec 11, 2018 | P | 1,586 | $17.64 | A | 72,382 | I | By Broad Park Investors, L.L.C. |
| Common Stock | Dec 11, 2018 | P | 1,508 | $17.64 | A | 69,098 | I | By CBPS, LLC |
| Common Stock | holding | — | — | — | 30,000 | D | ||
| Common Stock | holding | — | — | — | 44,316 | I | By Chewy Gooey Cookies, L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $13.29 | holding | — | — | — | Aug 22, 2017 | Aug 21, 2026 | Common Stock | 10,556 | 10,556 | D |
Explanation of responses
- F1The options vest in 20% increments on each of the five anniversaries of the date of grant.