Insider · CIK 0001418815

Alfred Small

Files at: ROX. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $33k · 6sales $0 · 0net $33k

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 12, 2018 PForm 4 →	Dec 13, 8:33 am EST	Castle Brands IncROX	6,500	$0.7845	$5,099	438,476	+1.50%	plan?
Oct 31, 2018 AForm 4 →	Nov 2, 7:33 am EDT	Castle Brands IncROX	7,441	$0.8064	$6,000	431,976	—	plan?
May 4, 2018 JForm 4 →	May 7, 5:34 pm EDT	Castle Brands IncROX	6,138	$0.9775	$6,000	424,535	—	plan?
Apr 20, 2018 AForm 4 →	Apr 23, 4:52 pm EDT	Castle Brands IncROX	90,000	—	—	418,397	—	plan?
Oct 31, 2017 AForm 4 →	Nov 2, 7:54 am EDT	Castle Brands IncROX	5,931	$1.01	$5,990	328,397	—	plan?
Apr 26, 2017 AForm 4 →	Apr 28, 5:12 pm EDT	Castle Brands IncROX	90,000	—	—	322,466	—	plan?
Dec 23, 2016 PForm 4 →	Dec 27, 8:19 am EST	Castle Brands IncROX	2,000	$0.65	$1,300	232,466	+0.87%	plan?
Jun 30, 2016 PForm 4 →	Jul 5, 7:14 am EDT	Castle Brands IncROX	14,000	$0.78	$10,920	230,466	+6.47%	plan?
Mar 3, 2016 MForm 4 →	Mar 4, 7:35 am EST	Castle Brands IncROX	25,100	$0.21	$5,271	216,466	—	plan?
Nov 10, 2015 PForm 4 →	Nov 12, 7:50 am EST	Castle Brands IncROX	5,850	$1.35	$7,898	191,366	+3.15%	plan?
Aug 12, 2015 PForm 4 →	Aug 13, 7:55 am EDT	Castle Brands IncROX	4,400	$1.23	$5,412	185,516	+2.43%	plan?
Mar 16, 2015 PForm 4 →	Mar 18, 8:53 am EDT	Castle Brands IncROX	2,000	$1.20	$2,400	181,116	+1.12%	plan?

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jun 3, 2016 AForm 4 →	Jun 7, 5:48 pm EDT	Castle Brands IncROX	200,000	—	—	200,000	—
Mar 3, 2016 MForm 4 →	Mar 4, 7:35 am EST	Castle Brands IncROX	25,100	—	—	0	—
Jun 2, 2015 AForm 4 →	Jun 4, 4:37 pm EDT	Castle Brands IncROX	150,000	—	—	150,000	—