SEC Form 4 · accession 0001209191-16-130622
Castle Brands Inc · ROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alfred Small
Officer — SVP, CFO, TREAS. & SECRETARY
Period of report
Jun 30, 2016
Accepted (ET)
Jul 5, 2016 · 7:14 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 30, 2016 | P | 14,000 | $0.78 | A | 230,466 | D |
Table II — derivative securities
No Table II lines on this filing.