SEC Form 4 · accession 0001209191-17-058714
Castle Brands Inc · ROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alfred Small
Officer — SVP, CFO, TREAS. & SECRETARY
Period of report
Oct 31, 2017
Accepted (ET)
Nov 2, 2017 · 7:54 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2017 | A | 5,931 | $1.01 | A | 328,397 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquisition of stock under Issuer's employee stock purchase plan.