SEC Form 4 · accession 0001209191-15-027324
Castle Brands Inc · ROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alfred Small
Officer — SVP, CFO, TREAS. & SECRETARY
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 8:53 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2015 | P | 2,000 | $1.20 | A | 181,116 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 150,000 shares of Common Stock previously reported on the reporting person's Form 4 filed on February 12, 2009 but inadvertently omitted from the reporting person's Form 4 filed on February 25, 2014.