SEC Form 4 · accession 0001209191-18-028393
Castle Brands Inc · ROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alfred Small
Officer — SVP, CFO, TREAS. & SECRETARY
Period of report
May 4, 2018
Accepted (ET)
May 7, 2018 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2018 | J | 6,138 | $0.9775 | A | 424,535 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquisition of stock under Issuer's employee stock purchase plan.