SEC Form 4 · accession 0001257171-18-000062
Ainos, Inc. · AIMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Stephen T Chen
Officer — President, Chairman & CEO · Director · 10% Owner
Period of report
Dec 7, 2018
Accepted (ET)
Dec 12, 2018 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001014763
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Dec 7, 2018 | P | 2,000 | $0.23 | A | 453,000 | I | SPOUSE |
| COMMON STOCKF1 | Dec 10, 2018 | P | 2,000 | $0.23 | A | 455,000 | I | SPOUSE |
| COMMON STOCKF1 | Dec 12, 2018 | P | 500 | $0.25 | A | 455,500 | I | SPOUSE |
| COMMON STOCKF1 | Dec 12, 2018 | P | 500 | $0.27 | A | 456,000 | I | SPOUSE |
| COMMON STOCKF1 | Dec 12, 2018 | P | 1,000 | $0.39 | A | 457,000 | I | SPOUSE |
| COMMON STOCK | holding | — | — | — | 5,412,823 | D | ||
| COMMON STOCK | holding | — | — | — | 11,263 | D | ||
| COMMON STOCKF2 | holding | — | — | — | 39,473 | I | ACTS BIOSCIENCES, INC. | |
| COMMON STOCKF3 | holding | — | — | — | 638,801 | I | SPOUSE |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1SPOUSE - VIRGINIA M CHEN IRA
- F2ACTS BIOSCIENCES, INC. - STEPHEN CHEN IS CHAIRMAN AND A MAJOR SHAREHOLDER
- F3STC INTERNATIONAL, INC. - STEPHEN CHEN IS CHAIRMAN, BOARD MEMBER AND MAJOR SHAREHOLDER