SEC Form 4 · accession 0001567619-18-007823
PB Bancorp, Inc. · PBBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles H Puffer
Director
Period of report
Dec 12, 2018
Accepted (ET)
Dec 13, 2018 · 12:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652106
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 6, 2018 | L | 500 | $11.30 | A | 127,325 | D | |
| Common StockF1 | Dec 11, 2018 | L | 61 | $10.95 | A | 127,386 | D | |
| Common StockF1 | Dec 12, 2018 | P | 4,439 | $10.9499 | A | 131,825 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $10.15 | holding | — | — | — | Mar 30, 2018 | Mar 30, 2027 | Common Stock | 20,850 | 20,850 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on March 30, 2018.
- F2Stock options vest at a rate of 20% per year commencing on March 30, 2018.