SEC Form 4 · accession 0001179110-18-013761
Lument Finance Trust, Inc. · LFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Briggs
Officer — Chief Financial Officer
Period of report
Dec 10, 2018
Accepted (ET)
Dec 12, 2018 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001547546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Dec 10, 2018 | P | 2,500 | $3.3184 | A | 2,500 | D | |
| common stock | Dec 11, 2018 | P | 2,500 | $3.3824 | A | 5,000 | D | |
| common stock | Dec 12, 2018 | P | 2,500 | $3.2972 | A | 7,500 | D |
Table II — derivative securities
No Table II lines on this filing.