SEC Form 4 · accession 0000916529-18-000011
AROTECH CORP · ARTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean M Krutty
Officer — President and CEO
Period of report
Dec 12, 2018
Accepted (ET)
Dec 13, 2018 · 9:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000916529
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 12, 2018 | P | 5,000 | $2.6147 | A | 123,972 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | holding | — | — | — | Jan 1, 2019 | Dec 31, 2028 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1Does not include 75,000 unvested restricted stock units, the vesting of 50,000 of which is subject to future performance criteria.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock.
- F3The vesting of 50,000 of these restricted stock units is subject to future performance criteria.