| Dec 28, 2017 PForm 4 → | Jan 2, 2018, 4:20 pm EST | SPRINT CorpS | SOFTBANK GROUP CORP +210% Owner | 4,243,452 | $5.94 | $25,185,475 | 3,362,583,196 | +0.13% | plan? |
| Dec 28, 2017 PForm 4 → | Jan 2, 2018, 4:30 pm EST | Cheniere Energy Partners, L.P.CQP | Blackstone Group L.P. +910% Owner | 459,823 | $29.56 | $13,592,741 | 2,011,447 | +29.6% | plan? |
| Dec 28, 2017 PForm 4 → | Jan 2, 2018, 4:30 pm EST | Cheniere Energy Partners, L.P.CQP | Blackstone CQP Common Holdco L.P. +910% Owner | 459,823 | $29.56 | $13,592,741 | 2,011,447 | +29.6% | plan? |
| Dec 28, 2017 PForm 4 → | Jan 2, 2018, 4:30 pm EST | Cheniere Energy Partners, L.P.CQP | GSO Holdings I LLC +610% Owner | 459,823 | $29.56 | $13,592,741 | 2,011,447 | +29.6% | plan? |
| Dec 28, 2017 PForm 4 → | Jan 2, 2018, 7:21 pm EST | BIGLARI HOLDINGS INC.BH | Sardar Biglari +2Director, 10% Owner | 1,333 | $418.87 | $558,353 | 680,916 | +0.20% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 2, 2018, 4:18 pm EST | TEMPLETON DRAGON FUND INCTDF | CITY OF LONDON INVESTMENT GROUP PLC +110% Owner | 24,609 | $21.42 | $527,125 | 3,905,239 | +0.63% | plan? |
| Dec 28, 2017 PForm 4 → | Jan 3, 2018, 6:43 am EST | Approach Resources IncAREX | Wilks Brothers, LLC +410% Owner | 150,000 | $3.09 | $463,200 | 7,440,300 | +2.06% | plan? late |
| Dec 26, 2017 PForm 4 → | Jan 2, 2018, 6:00 pm EST | IMPAC MORTGAGE HOLDINGS INCIMH | Gamebusters, Inc.10% Owner | 46,100 | $10.00 | $460,994 | 961,100 | +5.04% | plan? late |
| Dec 20, 2017 PForm 4 → | Jan 2, 2018, 4:30 pm EST | Sino Agro Food, Inc.SIAF | Garrett D'Alessandro10% Owner | 437,000 | $1.01 | $439,981 | 5,141,831 | +9.29% | plan? late |
| Jun 5, 2015 PForm 4 → | Jan 3, 2018, 2:09 pm EST | Kallo Inc.KALO | Lloyd A ChiottiDirector | 8,470,913 | $0.05 | $423,546 | 40,046,890 | +26.8% | plan? late |
| Dec 11, 2017 PForm 4 → | Jan 3, 2018, 1:09 pm EST | GERMAN AMERICAN BANCORP, INC.GABC | Chris A RamseyDirector | 9,884 | $35.75 | $353,348 | 27,011 | +57.7% | plan? late |
| May 3, 2012 PForm 4/A → | Jan 3, 2018, 1:43 pm EST | INPHI CorpIPHI | Ford TamerPresident & CEO, Director | 30,000 | $10.19 | $305,844 | 308,822 | +10.8% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 2, 2018, 4:14 pm EST | MORGAN STANLEY EMERGING MARKETS FUND INCMSF | CITY OF LONDON INVESTMENT GROUP PLC +110% Owner | 17,031 | $17.86 | $304,174 | 162,320 | +11.7% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 2, 2018, 4:13 pm EST | CHINA FUND INCCHN | CITY OF LONDON INVESTMENT GROUP PLC +110% Owner | 12,733 | $21.53 | $274,141 | 334,219 | +3.96% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 2, 2018, 4:21 pm EST | BIOGEN INC.BIIB | Michel VounatsosChief Executive Officer, Director | 780 | $320.55 | $250,029 | 4,879 | +19.0% | plan? |
| May 29, 2013 PForm 4 → | Jan 3, 2018, 1:48 pm EST | TCW STRATEGIC INCOME FUND INCTSI | John A GavinDirector | 43,000 | $5.76 | $247,803 | 92,000 | +87.8% | plan? late |
| Dec 28, 2017 PForm 4 → | Jan 2, 2018, 4:07 pm EST | BUILD A BEAR WORKSHOP INCBBW | Point72 Asset Management, L.P. +210% Owner | 25,000 | $9.21 | $230,253 | 2,949,976 | +0.85% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 3, 6:05 am EST | Zynerba Pharmaceuticals, Inc.ZYNE | Michael Rapp10% Owner | 15,000 | $12.99 | $194,847 | 1,469,115 | +1.03% | plan? |
| Dec 28, 2017 PForm 4 → | Jan 2, 2018, 5:09 pm EST | Altimmune, Inc.ALT | Derace L SchafferDirector | 97,410 | $1.92 | $187,450 | 589,453 | +19.8% | plan? |
| Dec 22, 2017 PForm 4 → | Jan 2, 2018, 4:11 pm EST | BRIDGE BANCORP INCBDGE | BASSWOOD CAPITAL MANAGEMENT, L.L.C. +810% Owner | 3,862 | $35.61 | $137,524 | 26,341 | +17.2% | plan? late |
| Dec 29, 2017 PForm 4 → | Jan 2, 2018, 4:35 pm EST | FS Investment CORPFSIC | Michael C. FormanChief Executive Officer, Director | 16,322 | $7.42 | $121,090 | 100,317 | +19.4% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 2, 2018, 4:17 pm EST | MEXICO EQUITY & INCOME FUND INCMXE | CITY OF LONDON INVESTMENT GROUP PLC +110% Owner | 9,300 | $10.21 | $94,953 | 1,347,402 | +0.70% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 2, 2018, 9:20 pm EST | CHIMERA INVESTMENT CORPCIM | Mohit MarriaChief Investment Officer | 3,000 | $25.82 | $77,460 | 3,000 | — | plan? |
| Dec 28, 2017 PForm 4 → | Jan 2, 2018, 4:47 pm EST | FLUIDIGM CORPFLDM | LEVIN CAPITAL STRATEGIES, L.P. +810% Owner | 11,230 | $5.94 | $66,708 | 10,379,858 | +0.11% | plan? |
| Jan 1, 2018 PForm 4 → | Jan 3, 9:10 am EST | SOUTH DAKOTA SOYBEAN PROCESSORS LLCN.A. | Randy TauerDirector | 16,000 | $3.50 | $56,000 | 45,000 | +55.2% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 12:42 pm EST | Command Center, Inc.CCNI | R. Rimmy MalhotraDirector | 8,500 | $5.88 | $49,980 | 115,744 | +7.93% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 3:48 pm EST | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.OPP | Stephen Andrew O'NeillOther | 2,500 | $18.39 | $45,974 | 5,760 | +76.7% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 2, 2018, 4:38 pm EST | FS Investment CORPFSIC | Thomas GravinaDirector | 5,000 | $7.42 | $37,100 | 5,000 | — | plan? |
| Jan 2, 2018 PForm 4 → | Jan 3, 10:17 am EST | Pershing Gold Corp.PGLC | Barry C HonigDirector, 10% Owner | 15,000 | $2.41 | $36,150 | 2,386,313 | +0.63% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 3, 12:59 pm EST | CALAMOS STRATEGIC TOTAL RETURN FUNDCSQ | Mark MickeyChief Compliance Officer | 2,500 | $12.08 | $30,188 | 5,000 | +100% | plan? |
| Dec 28, 2017 PForm 4 → | Jan 2, 2018, 5:00 pm EST | STANDARD DIVERSIFIED OPPORTUNITIES INC.SDOIA | Ian EstusPresident and CEO, Director | 2,500 | $11.33 | $28,315 | 8,000 | +45.5% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 12:50 pm EST | SILVERBOW RESOURCES, INC.SBOW | Gerald Gleeson Van RietEVP AND CFO | 594 | $28.83 | $17,125 | 41,928 | +1.44% | plan? |
| Dec 28, 2017 PForm 4 → | Jan 2, 2018, 4:00 pm EST | STAR BUFFET INCSTRZ | Todd S BrownDirector | 20,000 | $0.85 | $17,000 | 30,900 | +183% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 3:50 pm EST | SWISS HELVETIA FUND, INC.SWZ | Andrew DakosDirector | 1,332 | $12.74 | $16,968 | 1,277,874 | +0.10% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 11:54 am EST | Broadstone Net Lease, Inc.no symbol | Christopher J CzarneckiChief Executive Officer, Director | 185 | $81.00 | $15,000 | 2,741 | +7.25% | plan? |
| Dec 28, 2017 PForm 4 → | Jan 2, 2018, 4:27 pm EST | RLJ ENTERTAINMENT, INC.RLJE | Arlene ManosDirector | 3,896 | $3.85 | $15,000 | 3,896 | — | plan? |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 11:55 am EST | KINGSWAY FINANCIAL SERVICES INCKFS | Joseph StilwellDirector, 10% Owner | 2,500 | $5.09 | $12,715 | 3,943,389 | +0.06% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 2, 2018, 5:17 pm EST | INSIGNIA SYSTEMS INC/MNISIG | AIR T INC10% Owner | 10,000 | $1.19 | $11,900 | 1,907,103 | +0.53% | plan? |
| Dec 22, 2017 PForm 4 → | Jan 2, 2018, 6:24 pm EST | XAI Octagon Floating Rate & Alternative Income Term TrustXFLT | John Yogi SpenceCFO & Treasurer | 1,200 | $9.44 | $11,328 | 445,150 | +0.27% | plan? late |
| Dec 28, 2017 PForm 4 → | Jan 2, 2018, 4:00 pm EST | STAR BUFFET INCSTRZ | Thomas G SchadtDirector | 11,500 | $0.85 | $9,775 | 32,860 | +53.8% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 2, 2018, 5:06 pm EST | Icagen, Inc.no symbol | Robert TaglichDirector, 10% Owner | 21,429 | $0.37 | $7,929 | 72,125 | +42.3% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 2, 2018, 5:07 pm EST | Icagen, Inc.no symbol | Michael N TaglichDirector, 10% Owner | 21,429 | $0.37 | $7,929 | 62,727 | +51.9% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 2, 2018, 5:05 pm EST | Icagen, Inc.no symbol | Timothy TysonDirector | 21,428 | $0.37 | $7,928 | 164,284 | +15.0% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 2, 2018, 5:07 pm EST | Icagen, Inc.no symbol | Vincent PalmieriDirector | 21,428 | $0.37 | $7,928 | 74,736 | +40.2% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 2, 2018, 5:08 pm EST | Icagen, Inc.no symbol | Richard Anthony CunninghamChief Executive Officer | 21,428 | $0.37 | $7,928 | 21,428 | — | plan? |
| Dec 28, 2017 PForm 4 → | Jan 2, 2018, 4:30 pm EST | Trinity Place Holdings Inc.TPHS | Matthew MessingerPresident and CEO, Director | 1,000 | $6.86 | $6,864 | 721,454 | +0.14% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 2, 2018, 4:56 pm EST | MID AMERICA APARTMENT COMMUNITIES INCMAA | H Eric Bolton Jr.President and CEO, Director | 58 | $85.49 | $4,959 | 207,703 | +0.03% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 2:01 pm EST | TREX CO INCTREX | Jay T ScripterVice President, Operations | 54 | $74.32 | $4,013 | 13,692 | +0.40% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 3, 9:26 am EST | Vistra Energy CorpVST | Scott B HelmDirector | 200 | $18.26 | $3,652 | 15,302 | +1.32% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 2, 2018, 5:16 pm EST | MID PENN BANCORP INCMPB | Matthew G De SotoDirector | 105 | $33.10 | $3,476 | 10,444 | +1.02% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 2, 2018, 5:12 pm EST | MID PENN BANCORP INCMPB | Noble C Quandel Jr.Director | 90 | $33.10 | $2,979 | 67,994 | +0.13% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 2, 2018, 5:13 pm EST | MID PENN BANCORP INCMPB | Robert J MoiseyDirector | 90 | $33.10 | $2,979 | 12,512 | +0.72% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 2, 2018, 5:27 pm EST | MID PENN BANCORP INCMPB | Steven T BoyerDirector | 60 | $33.10 | $1,986 | 3,791 | +1.61% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 3, 12:34 pm EST | CCUR Holdings, Inc.CCUR | Julian D. Singer10% Owner | 278 | $5.70 | $1,585 | 1,933,558 | +0.01% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 3, 3:23 pm EST | RGC RESOURCES INCRGCO | Nancy H AgeeDirector | 57 | $26.33 | $1,500 | 29,086 | +0.20% | plan? |
| Jan 2, 2018 PForm 4 → | Jan 3, 10:51 am EST | BAR HARBOR BANKSHARESBHB | Matthew L CarasDirector | 10 | $27.01 | $270 | 8,307 | +0.12% | plan? |