SEC Form 4 · accession 0001213900-18-000047
Icagen, Inc. · ICGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent Palmieri
Director
Period of report
Dec 29, 2017
Accepted (ET)
Jan 2, 2018 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001518520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 29, 2017 | P | 11,428 | $0.37 | A | 64,736 | D | |
| Common Stock | Dec 29, 2017 | P | 10,000 | $0.37 | A | 74,736 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $3.50 | Dec 29, 2017 | A | 2,857 | A | Dec 29, 2017 | Dec 31, 2019 | Common Stock | 2,857 | 2,857 | D |
| Warrant | $3.50 | Dec 29, 2017 | A | 2,500 | A | Dec 29, 2017 | Dec 31, 2019 | Common Stock | 2,500 | 2,500 | D |