SEC Form 4 · accession 0001140361-18-000165
Dime Commercial Bancshares, Inc. /NY/ · DCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Bennett D Lindenbaum
10% Owner
Matthew A Lindenbaum
10% Owner
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
10% Owner
BASSWOOD OPPORTUNITY PARTNERS, L.P.
10% Owner
BASSWOOD OPPORTUNITY FUND INC
10% Owner
BASSWOOD PARTNERS, L.L.C.
10% Owner
BASSWOOD FINANCIAL FUND, L.P.
10% Owner
BASSWOOD FINANCIAL FUND, INC.
10% Owner
Period of report
Dec 22, 2017
Accepted (ET)
Jan 2, 2018 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000846617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")F1,F2 | Dec 22, 2017 | S | 10,189 | $35.65 | D | 119,267 | I | See Footnotes |
| Common StockF1,F2 | Dec 22, 2017 | P | 308 | $35.65 | A | 119,575 | I | See Footnotes |
| Common StockF1,F3 | Dec 22, 2017 | S | 4,700 | $35.65 | D | 25,638 | I | See Footnotes |
| Common StockF1,F3 | Dec 22, 2017 | P | 78 | $33.65 | A | 25,716 | I | See Footnotes |
| Common StockF1,F4 | Dec 22, 2017 | S | 8,841 | $35.65 | D | 71,905 | I | See Footnotes |
| Common StockF1,F5 | Dec 22, 2017 | S | 24,391 | $35.65 | D | 308,493 | D | |
| Common StockF1,F6 | Dec 22, 2017 | S | 234 | $35.65 | D | 320,785 | I | See Footnotes |
| Common StockF1,F7 | Dec 22, 2017 | P | 3,476 | $35.65 | A | 26,341 | I | See Footnotes |
| Common StockF1,F8 | holding | — | — | — | 742,184 | I | See footnotes | |
| Common StockF9 | holding | — | — | — | 161,015 | D | ||
| Common StockF10 | holding | — | — | — | 138,282 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Notes are included on Exhibit 99.1 hereto.
- F10Notes are included on Exhibit 99.1 hereto.
- F2Notes are included on Exhibit 99.1 hereto.
- F3Notes are included on Exhibit 99.1 hereto.
- F4Notes are included on Exhibit 99.1 hereto.
- F5Notes are included on Exhibit 99.1 hereto.
- F6Notes are included on Exhibit 99.1 hereto.
- F7Notes are included on Exhibit 99.1 hereto.
- F8Notes are included on Exhibit 99.1 hereto.
- F9Notes are included on Exhibit 99.1 hereto.
Remarks
Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures