SEC Form 4 · accession 0000899243-18-000102
IMPAC MORTGAGE HOLDINGS INC · IMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gamebusters, Inc.
10% Owner
Period of report
Dec 26, 2017
Accepted (ET)
Jan 2, 2018 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000298
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 26, 2017 | P | 6,156 | $10.00 | A | 921,156 | I | See footnote. |
| Common StockF1,F2 | Dec 27, 2017 | P | 28,844 | $10.00 | A | 950,000 | I | See footnote. |
| Common StockF3,F1,F2 | Dec 28, 2017 | P | 7,183 | $9.9997 | A | 957,183 | I | See footnote. |
| Common StockF4,F1,F2 | Dec 29, 2017 | P | 3,917 | $9.9991 | A | 961,100 | I | See footnote. |
| Common StockF2,F5 | holding | — | — | — | 1,400,000 | I | See footnote. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of common stock were purchased by Dito Devcar Limited Partnership, over which shares Reporting Person (acting through Richard H. Pickup, its sole officer and director) exercises sole voting and investment power, and the number of shares reflected in column 5 represents the aggregate number of shares of common stock owned directly by Dito Devcar Limited Partnership upon execution of this purchase transaction. For purposes of Section 16 of the Securities Exchange Act of 1934, Reporting Person disclaims beneficial ownership of all such securities, except to the extent of its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
- F2In accordance with Instruction 4(b)(iv) to Form 4, the entire amount of the Issuer's securities owned directly by Dito Devcar Limited Partnership and Dito Caree Limited Partnership is reported herein.
- F3This transaction was executed in multiple trades at prices ranging from $9.99 to $10.00; the price reported above reflects the weighted average purchase price. Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these trades were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- F4This transaction was executed in multiple trades at prices ranging from $9.99 to $10.00; the price reported above reflects the weighted average purchase price. Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these trades were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- F5The shares of common stock are held by Dito Caree Limited Partnership, over which shares Reporting Person (acting through Richard H. Pickup, its sole officer and director) exercises sole voting and investment power. For purposes of Section 16 of the Securities Exchange Act of 1934, Reporting Person disclaims beneficial ownership of all such securities, except to the extent of its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
Remarks
This is a late filing with respect to the transactions reported in Table I dated December 26, 2017 and December 27, 2017; pursuant to the General Instructions of Form 4, a Form 4 relating to such transaction should have been filed within two business days following the date of such transaction.