SEC Form 4 · accession 0001140361-18-000285
CHIMERA INVESTMENT CORP · CIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mohit Marria
Officer — Chief Investment Officer
Period of report
Dec 29, 2017
Accepted (ET)
Jan 2, 2018 · 9:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409493
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 8.00% Series A Cumulative Redeemable Preferred Stock | Dec 29, 2017 | P | 3,000 | $25.82 | A | 3,000 | I | By Spouse |
| Common StockF1 | holding | — | — | — | 117,565 | D | ||
| Common Stock | holding | — | — | — | 29,236 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dividend equivalent rights issued on RSUs are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Chimera common stock.