SEC Form 4 · accession 0001140361-18-000176
Sino Agro Food, Inc. · SIAF.QX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Garrett D'Alessandro
10% Owner
Period of report
Dec 20, 2017
Accepted (ET)
Jan 2, 2018 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001488419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1,F4 | Dec 20, 2017 | P | 157,000 | $1.0765 | A | 4,861,831 | D | |
| Common Stock, par value $0.001 per shareF2,F4 | Dec 21, 2017 | P | 100,000 | $1.0285 | A | 4,961,831 | D | |
| Common Stock, par value $0.001 per shareF3,F4 | Dec 28, 2017 | P | 180,000 | $0.934 | A | 5,141,831 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. The shares acquired on December 20, 2017 were acquired in multiple transactions at prices ranging from $1.035 to $1.13, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The price reported in column 4 is a weighted average price. The shares acquired on December 21, 2017 were acquired in multiple transactions at prices ranging from $0.971 to $1.05, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in column 4 is a weighted average price. The shares acquired on December 28, 2017 were acquired in multiple transactions at prices ranging from $0.88 to $1.00, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4Includes 320,000 shares of common stock issuable to Garrett R. D'Alessandro upon maturity of a loan agreement with Sino Agro Food, Inc. due February 28, 2018.