Daily feed · SEC Form 4 filings
All insider purchases — Dec 5, 2017
Every open-market insider purchase (transaction code P, price above zero) reported to the SEC, bucketed by trading day.
| Trade | Reported (ET) | Company | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Nov 30, 2017 PForm 4 → | Dec 4, 7:03 pm EST | pdvWireless, Inc.PDVW | Owl Creek Asset Management, L.P. +710% Owner | 76,417 | $31.84 | $2,432,937 | 2,280,153 | +3.47% | plan? |
| Nov 30, 2017 PForm 4 → | Dec 4, 5:14 pm EST | iBio, Inc.IBIO US | Eastern Capital LTD +210% Owner | 12,000,000 | $0.20 | $2,400,000 | 45,744,000 | +35.6% | plan? |
| Nov 30, 2017 PForm 4 → | Dec 4, 4:46 pm EST | CLEARONE INCCLRO | Edward D Bagley10% Owner | 289,601 | $7.00 | $2,027,206 | 2,623,997 | +12.4% | plan? |
| Nov 30, 2017 PForm 4 → | Dec 4, 4:01 pm EST | PROSPECT CAPITAL CORPPSEC | John F BarryCHIEF EXECUTIVE OFFICER, Director, 10% Owner | 170,460 | $6.86 | $1,168,946 | 27,031,950 | +0.63% | plan? |
| Nov 30, 2017 PForm 4 → | Dec 4, 5:15 pm EST | GDL FUNDGDL | Mario J GabelliDirector, 10% Owner | 84,712 | $10.00 | $846,713 | 287,579 | +41.8% | plan? |
| Nov 15, 2017 PForm 4 → | Dec 5, 3:26 pm EST | CORETEC GROUP INC.CRTG | Victor F KeenCo-Chairman, Director, 10% Owner | 20,000,000 | $0.0375 | $750,000 | 29,311,138 | +215% | plan? late |
| Nov 30, 2017 PForm 4 → | Dec 4, 5:35 pm EST | FLUIDIGM CORPFLDM | LEVIN CAPITAL STRATEGIES, L.P. +810% Owner | 76,629 | $5.95 | $455,943 | 10,315,984 | +0.75% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 5, 3:41 pm EST | VICOR CORPVICR | Patrizio VinciarelliChairman and CEO, Director, 10% Owner | 20,000 | $22.48 | $449,592 | 89,379 | +28.8% | plan? |
| Nov 30, 2017 PForm 4 → | Dec 4, 6:11 pm EST | APPIAN CORPAPPN | Abdiel Capital Management, LLC +410% Owner | 14,545 | $21.15 | $307,633 | 4,479,838 | +0.33% | plan? |
| Jan 27, 2015 PForm 4 → | Dec 4, 2017, 6:14 pm EST | ROCKWELL AUTOMATION INCROK | Lawrence D KingsleyDirector | 2,905 | $104.91 | $304,771 | 7,417 | +64.4% | plan? late |
| Dec 1, 2017 PForm 4 → | Dec 4, 5:00 pm EST | PCSB Financial CorpPCSB | Clifford S. WeberSVP, CRO, Gen Csl & Corp Sec | 11,650 | $19.83 | $231,019 | 12,530 | +1,324% | plan? |
| Nov 29, 2017 PForm 4 → | Dec 4, 8:23 pm EST | Big Rock Partners Acquisition Corp.BRPAU | Richard Ackerman +1President and CEO, Director, 10% Owner | 22,500 | $10.00 | $225,000 | 272,500 | +9.00% | plan? late |
| Nov 30, 2017 PForm 4 → | Dec 4, 4:30 pm EST | UNIFI INCUFI | Robert J BishopDirector | 5,742 | $36.53 | $209,755 | 1,265,149 | +0.46% | plan? |
| Nov 30, 2017 PForm 4 → | Dec 4, 5:27 pm EST | Post Holdings, Inc.POST | David W KemperDirector | 2,500 | $79.86 | $199,650 | 6,700 | +59.5% | plan? |
| Nov 30, 2017 PForm 4 → | Dec 4, 5:17 pm EST | PROTEON THERAPEUTICS INCPRTO | James E Flynn +4Director | 110,557 | $1.75 | $193,475 | 197,424 | +127% | plan? |
| Nov 30, 2017 PForm 4 → | Dec 4, 6:43 pm EST | TPG RE Finance Trust, Inc.TRTX | Greta GuggenheimCEO & President, Director | 10,000 | $19.19 | $191,900 | 10,000 | — | plan? |
| Dec 4, 2017 PForm 4 → | Dec 5, 1:04 pm EST | Westlake Chemical Partners LPWLKP | James ChaoDirector, 10% Owner | 8,473 | $22.17 | $187,846 | 8,473 | — | plan? |
| Dec 1, 2017 PForm 4 → | Dec 4, 4:44 pm EST | Xperi CorpXPER | Richard HillDirector | 10,000 | $18.75 | $187,500 | 60,854 | +19.7% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 4, 5:10 pm EST | TERADATA CORP /DE/TDC | Mark CulhaneEVP & Chief Financial Officer | 4,500 | $37.66 | $169,448 | 29,924 | +17.7% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 5, 11:07 am EST | Cushing Energy Income FundSRF | Richard Page Howard10% Owner | 19,000 | $8.85 | $168,226 | 268,500 | +7.62% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 4, 4:10 pm EST | CHINA FUND INCCHN | CITY OF LONDON INVESTMENT GROUP PLC +110% Owner | 7,000 | $21.38 | $149,660 | 88,120 | +8.63% | plan? |
| Nov 30, 2017 PForm 4 → | Dec 4, 5:12 pm EST | STANDARD DIVERSIFIED OPPORTUNITIES INC.SDOI | Standard General L.P. +110% Owner | 14,088 | $9.80 | $138,039 | 7,258,918 | +0.19% | plan? |
| Nov 30, 2017 PForm 4 → | Dec 4, 4:05 pm EST | Takung Art Co., Ltd.TKAT | Chun Hin Leslie ChowChief Financial Officer | 45,000 | $3.00 | $135,000 | 45,000 | — | plan? |
| Nov 30, 2017 PForm 4 → | Dec 4, 4:05 pm EST | BlackRock Capital Investment CorpBKCC | James KeenanDirector | 20,000 | $6.54 | $130,758 | 41,000 | +95.2% | plan? |
| Nov 30, 2017 PForm 4 → | Dec 4, 4:17 pm EST | GULFPORT ENERGY CORPGPOR | Paul D WestermanDirector | 10,000 | $12.75 | $127,460 | 15,488 | +182% | plan? |
| Dec 4, 2017 PForm 4 → | Dec 5, 1:23 pm EST | GENESIS ENERGY LPGEL | Richard R alexanderVice President | 5,500 | $22.66 | $124,630 | 15,500 | +55.0% | plan? |
| Dec 4, 2017 PForm 4 → | Dec 5, 8:47 am EST | PENNANTPARK INVESTMENT CORPPNNT | Arthur H PennChairman and CEO / Investment | 14,000 | $7.14 | $99,967 | 615,923 | +2.33% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 4, 4:08 pm EST | MORGAN STANLEY EMERGING MARKETS FUND INCMSF | CITY OF LONDON INVESTMENT GROUP PLC +110% Owner | 5,185 | $17.32 | $89,804 | 90,200 | +6.10% | plan? |
| Nov 30, 2017 PForm 4 → | Dec 4, 5:27 pm EST | Garrison Capital Inc.GARS | Joseph Bertrand TanseyChief Executive Officer, Director | 9,900 | $8.42 | $83,406 | 128,696 | +8.33% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 4, 5:38 pm EST | Capitala Finance Corp.CPTA | Larry W. CarrollDirector | 10,000 | $7.62 | $76,200 | 120,000 | +9.09% | plan? |
| Nov 30, 2017 PForm 4 → | Dec 4, 4:02 pm EST | PROSPECT CAPITAL CORPPSEC | M Grier EliasekCHIEF OPERATING OFFICER, Director | 10,000 | $6.87 | $68,700 | 1,042,196 | +0.97% | plan? |
| Nov 29, 2017 PForm 4/A → | Dec 4, 6:52 pm EST | Snap Interactive, IncSTVI | Jason KatzCHMN of the Board, PRES & COO, Director, 10% Owner | 20,000 | $3.13 | $62,600 | 517,235 | +4.02% | plan? |
| Nov 30, 2017 PForm 4 → | Dec 4, 4:05 pm EST | Zosano Pharma CorpZSAN | Kenneth GreathouseDirector | 95,000 | $0.6211 | $59,007 | 145,000 | +190% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 4, 4:12 pm EST | 3D SYSTEMS CORPDDD | G Walter Loewenbaum IIDirector | 6,430 | $8.81 | $56,648 | 1,013,207 | +0.64% | plan? |
| Nov 30, 2017 PForm 4 → | Dec 4, 4:05 pm EST | STANDARD DIVERSIFIED OPPORTUNITIES INC.SDOIA | Ian EstusPresident and CEO, Director | 4,600 | $9.79 | $45,020 | 6,500 | +242% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 4, 5:45 pm EST | CHARLES & COLVARD LTDCTHR | Ollin B SykesDirector | 35,500 | $1.26 | $44,874 | 868,147 | +4.26% | plan? |
| Dec 4, 2017 PForm 4 → | Dec 4, 6:22 pm EST | IEH CORPORATIONIEHC | Zeff Capital, LP10% Owner | 4,400 | $8.71 | $38,330 | 298,945 | +1.49% | plan? |
| Dec 4, 2017 PForm 4 → | Dec 5, 2:53 pm EST | HV Bancorp, Inc.HVBC | J Christopher JacobsenEVP and COO | 2,000 | $15.00 | $30,000 | 11,800 | +20.4% | plan? |
| Nov 30, 2017 PForm 4 → | Dec 4, 4:53 pm EST | THESTREET, INC.TST | Stephen ZachariasDirector | 20,000 | $1.40 | $28,000 | 287,488 | +7.48% | plan? |
| Nov 30, 2017 PForm 4 → | Dec 4, 6:02 pm EST | BioAmber Inc.BIOA | Kenneth W. WallDirector | 40,000 | $0.43 | $17,200 | 170,443 | +30.7% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 4, 4:42 pm EST | Landmark Infrastructure Partners LPLMRK | George P DoyleSEE REMARKS | 1,000 | $16.82 | $16,823 | 10,400 | +10.6% | plan? |
| Dec 4, 2017 PForm 4 → | Dec 4, 4:39 pm EST | UMH PROPERTIES, INC.UMH | Kenneth K Quigley Jr.Director | 1,000 | $15.38 | $15,380 | 4,485 | +28.7% | plan? |
| Dec 4, 2017 PForm 4 → | Dec 4, 4:01 pm EST | EAGLE BANCORP INCEGBN | Charles LevingstonEVP/CFO | 271 | $55.18 | $14,952 | 2,561 | +11.8% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 5, 3:01 pm EST | EMPIRE PETROLEUM CORPEMPR | Tony KaminDirector, 10% Owner | 140,000 | $0.10 | $14,000 | 140,000 | — | plan? |
| Dec 1, 2017 PForm 4 → | Dec 5, 2:14 pm EST | Magyar Bancorp, Inc.MGYR | John S FitzgeraldPresident and CEO, Director | 976 | $12.81 | $12,503 | 7,181 | +15.7% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 5, 2:23 pm EST | CINCINNATI FINANCIAL CORPCINF | Dirk J DebbinkDirector | 134 | $74.52 | $10,000 | 26,740 | +0.50% | plan? |
| Dec 5, 2017 PForm 4 → | Dec 5, 2:46 pm EST | VASO CorpVASO | Jun MaChief Exec Officer & President, Director | 150,000 | $0.0589 | $8,835 | 4,879,841 | +3.17% | plan? |
| Dec 4, 2017 PForm 4 → | Dec 4, 5:33 pm EST | Heritage Global Inc.HGBL | Ross DoveCEO, Director | 22,300 | $0.37 | $8,251 | 1,559,600 | +1.45% | plan? |
| Nov 30, 2017 PForm 4 → | Dec 4, 5:37 pm EST | MCCLATCHY COMNI | Chatham Asset Management, LLC10% Owner | 723 | $10.22 | $7,391 | 1,020,722 | +0.07% | plan? |
| Nov 30, 2017 PForm 4 → | Dec 4, 4:04 pm EST | Fulgent Genetics, Inc.FLGT | Ming HsiehPresident and CEO, Director, 10% Owner | 2,000 | $3.60 | $7,208 | 1,000 | — | plan? |
| Nov 24, 2017 PForm 4 → | Dec 4, 4:51 pm EST | INTERNATIONAL BALER CORPIBAL | Avis Industrial Corp +1Director, 10% Owner | 3,000 | $2.00 | $6,000 | 1,412,938 | +0.21% | plan? late |
| Dec 1, 2017 PForm 4 → | Dec 4, 4:12 pm EST | STONEMOR PARTNERS LPSTON | Martin R LautmanDirector | 703 | $7.02 | $4,935 | 144,396 | +0.49% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 5, 11:15 am EST | ENTERPRISE BANCORP INC /MA/EBTC | Michael T PutzigerDirector | 128 | $37.92 | $4,854 | 165,611 | +0.08% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 4, 5:36 pm EST | Capitala Finance Corp.CPTA | Joseph B Alala IIISee Remarks, Director | 520 | $7.62 | $3,962 | 360 | — | plan? |
| Nov 30, 2017 PForm 4 → | Dec 4, 8:44 pm EST | Fidelity National Information Services, Inc.FIS | Thomas M HagertyDirector | 42 | $94.33 | $3,962 | 41,689 | +0.10% | plan? |
| Dec 4, 2017 PForm 4 → | Dec 5, 9:00 am EST | Staffing 360 Solutions, Inc.STAF | Brendan FloodExecutive Chairman | 5,000 | $0.70 | $3,500 | 1,347,433 | +0.37% | plan? amended |
| Dec 1, 2017 PForm 4 → | Dec 5, 8:23 am EST | FARMERS NATIONAL BANC CORP /OH/FMNB | Terry A MooreDirector | 224 | $14.87 | $3,331 | 23,405 | +0.97% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 5, 8:26 am EST | FARMERS NATIONAL BANC CORP /OH/FMNB | Edward MuranskyDirector | 224 | $14.87 | $3,331 | 4,152 | +5.70% | plan? |
| Nov 30, 2017 PForm 4 → | Dec 5, 1:36 pm EST | ENDONOVO THERAPEUTICS, INC.ENDV | Michael Scott MannPresident, 10% Owner | 52,000 | $0.061 | $3,174 | 24,357,189 | +0.21% | plan? late |
| Dec 1, 2017 PForm 4 → | Dec 4, 4:12 pm EST | CENTRAL VALLEY COMMUNITY BANCORPCVCY | James M FordPRESIDENT & CEO, Director | 151 | $18.43 | $2,783 | 32,715 | +0.46% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 5, 10:42 am EST | RETRACTABLE TECHNOLOGIES INCRVP | Thomas J ShawPresident and CEO, Director, 10% Owner | 3,952 | $0.6408 | $2,532 | 13,240,571 | +0.03% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 4, 4:35 pm EST | AMERICA FIRST MULTIFAMILY INVESTORS, L.P.ATAX | Patrick J JungOther | 400 | $6.08 | $2,432 | 14,671 | +2.80% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 5, 8:30 am EST | RESEARCH FRONTIERS INCREFR | Darryl DaigleDirector | 2,000 | $0.98 | $1,960 | 187,442 | +1.08% | plan? |
| Nov 29, 2017 PForm 4 → | Dec 5, 12:50 pm EST | Clean Energy Fuels Corp.CLNE | James C Miller IIIDirector | 883 | $2.15 | $1,898 | 100,001 | +0.89% | plan? late |
| Nov 30, 2017 PForm 4 → | Dec 4, 4:03 pm EST | Sonoma Pharmaceuticals, Inc.SNOA | James J SchutzChief Executive Officer, Director | 345 | $4.95 | $1,708 | 16,174 | +2.18% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 5, 3:38 pm EST | FIRST MERCHANTS CORPFRME | Gary LehmanDirector | 39 | $43.02 | $1,667 | 37,080 | +0.10% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 5, 11:19 am EST | ENTERPRISE BANCORP INC /MA/EBTC | Luis M PedrosoDirector | 42 | $37.92 | $1,593 | 15,728 | +0.27% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 5, 12:16 pm EST | INTERSECTIONS INCINTX | David A McGoughDirector | 788 | $2.02 | $1,592 | 710,288 | +0.11% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 5, 10:09 am EST | UMB FINANCIAL CORPUMBF | Greg M GravesDirector | 13 | $74.24 | $1,000 | 19,024 | +0.07% | plan? |
| Dec 4, 2017 PForm 4 → | Dec 5, 12:54 pm EST | Seneca Financial Corp.SNNF | Joseph G VitalePresident and CEO, Director | 100 | $9.05 | $905 | 10,100 | +1.00% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 5, 8:30 am EST | FARMERS NATIONAL BANC CORP /OH/FMNB | Joseph W SabatVP/Controller | 50 | $14.87 | $744 | 10,432 | +0.48% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 5, 8:17 am EST | FARMERS NATIONAL BANC CORP /OH/FMNB | Kevin J HelmickPresident & CEO, Director | 34 | $14.87 | $506 | 86,709 | +0.04% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 5, 8:34 am EST | FARMERS NATIONAL BANC CORP /OH/FMNB | Gregg StrolloDirector | 34 | $14.87 | $506 | 17,550 | +0.19% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 5, 3:37 pm EST | FIRST MERCHANTS CORPFRME | Patrick A ShermanDirector | 12 | $43.02 | $500 | 35,044 | +0.03% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 5, 8:28 am EST | FARMERS NATIONAL BANC CORP /OH/FMNB | David Z PaullDirector | 17 | $14.87 | $253 | 35,753 | +0.05% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 5, 8:14 am EST | FARMERS NATIONAL BANC CORP /OH/FMNB | Carl D CulpEVP/CFO | 13 | $14.87 | $193 | 48,797 | +0.03% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 5, 8:31 am EST | FARMERS NATIONAL BANC CORP /OH/FMNB | Timothy F ShafferSVP, Regional President | 13 | $14.87 | $193 | 18,857 | +0.07% | plan? |
| Dec 1, 2017 PForm 4 → | Dec 5, 8:32 am EST | FARMERS NATIONAL BANC CORP /OH/FMNB | Amber B WallaceSr VP/Chief Retail/Marketing | 13 | $14.87 | $193 | 21,229 | +0.06% | plan? |
A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.