SEC Form 4 · accession 0001246360-17-003180

ROCKWELL AUTOMATION, INC · ROK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jan 27, 2015

Accepted (ET)

Dec 4, 2017 · 6:14 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001024478

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jan 27, 2015	P	870	$106.87	A	5,421	D
Common Stock	Sep 22, 2015	P	600	$103.20	A	6,021	D
Common Stock	Sep 28, 2015	P	365	$99.77	A	6,386	D
Common Stock	Nov 12, 2015	P	375	$104.00	A	6,761	D
Common Stock	Feb 5, 2016	P	125	$98.79	A	6,886	D
Common Stock	Feb 8, 2016	P	140	$96.29	A	7,026	D
Common Stock	Feb 10, 2016	S	18	$96.84	D	7,008	D
Common Stock	Feb 12, 2016	P	23	$95.26	A	7,031	D
Common Stock	Feb 16, 2016	S	21	$97.71	D	7,010	D
Common Stock	Apr 27, 2016	P	5	$114.18	A	7,015	D
Common Stock	Jun 14, 2016	P	40	$115.97	A	7,055	D
Common Stock	Jun 14, 2016	P	90	$116.00	A	7,145	D
Common Stock	Sep 9, 2016	P	110	$113.18	A	7,255	D
Common Stock	Sep 9, 2016	P	162	$113.20	A	7,417	D
Common Stock	Jan 9, 2017	S	397	$139.48	D	7,020	D
Common Stock	Jan 9, 2017	S	171	$139.32	D	6,849	D
Common Stock	Mar 17, 2017	S	23	$155.68	D	6,826	D
Common Stock	Jul 17, 2017	S	223	$166.21	D	6,603	D
Common Stock	Jul 17, 2017	S	52	$166.36	D	6,551	D

No Table II lines on this filing.

F1The transactions reported in this Form 4 were executed by the reporting person's investment advisor in managed accounts as part of the investment advisor's implementation of large-cap investment strategies involving the securities of multiple issuers. The reporting person has voluntarily paid $7,213.77 to the issuer, representing the full amount of any short-swing profit that would be payable if the reported transactions were deemed subject to Section 16(b) of the Securities Exchange Act of 1934, as amended.