SEC Form 4 · accession 0001209191-17-063501
BlackRock Capital Investment Corp · BKCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Keenan
Director · Other
Period of report
Nov 30, 2017
Accepted (ET)
Dec 4, 2017 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 30, 2017 | P | 14,182 | $6.5363 | A | 35,182 | D | |
| Common StockF2 | Dec 1, 2017 | P | 5,818 | $6.5418 | A | 41,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The range of prices for the transactions reported on this line was $6.53 to $6.54. The Reporting Person undertakes to provide upon request by the commission staff, the issuer, or the security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F2The range of prices for the transactions reported on this line was $6.535 to $6.55. The Reporting Person undertakes to provide upon request by the commission staff, the issuer, or the security holder of the issuer, full information regarding the number of shares purchased at each separate price.